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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
SF
276
Synovus Financial
Georgia
$145K -$39.1K -2,050 -21%
MA
277
MCF Advisors
Kentucky
$138K +$1.26K +66 +1%
CPA
278
Cowen Prime Advisors
New York
$129K +$13.6K +714 +12%
DSC
279
Duncker Streett & Co
Missouri
$122K -$18.6K -978 -13%
AF
280
Arrow Financial
New York
$120K
WRM
281
Westport Resources Management
Connecticut
$114K
PCM
282
Prelude Capital Management
New York
$112K -$38.1K -2,000 -25%
USGIU
283
U.S. Global Investors (USGI)
Texas
$112K +$114K +6,000 New
NES
284
New England Securities
New York
$111K +$16.5K +868 +17%
Canada Pension Plan Investment Board
285
Canada Pension Plan Investment Board
Ontario, Canada
$108K +$111K +5,800 New
TCOV
286
Trust Company of Vermont
Vermont
$91K
FNBT
287
FineMark National Bank & Trust
Florida
$87K +$88.6K +4,650 New
LFR
288
Lehman Financial Resources
Pennsylvania
$82K
CFS
289
Community Financial System
New York
$79K
SNT
290
Security National Trust
West Virginia
$77K
TWA
291
TCI Wealth Advisors
Arizona
$75K
S
292
SignatureFD
Georgia
$71K -$51.4K -2,700 -42%
FWM
293
Focused Wealth Management
New York
$68K +$69.1K +3,626 New
WTC
294
WhitTier Trust Company
Nevada
$67K
PMFA
295
Plante Moran Financial Advisors
Michigan
$64K
FMII
296
Farmers & Merchants Investments Inc
Nebraska
$59K -$7.62K -400 -11%
TFA
297
Transamerica Financial Advisors
Florida
$54K -$9.03K -474 -14%
AA
298
Apriem Advisors
California
$52K -$76.2K -4,000 -59%
KTC
299
Kistler-Tiffany Companies
Pennsylvania
$51K
RIA
300
Regal Investment Advisors
Michigan
$48K -$9.37K -492 -16%

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.