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134 hedge funds and large institutions have $285M invested in Vuzix in 2021 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.85% more ownership

Funds ownership: 36.86%42.72% (+5.9%)

6% more call options, than puts

Call options by funds: $24.4M | Put options by funds: $23.1M

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

4% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 24

0% more funds holding

Funds holding: 134134 (0)

33% less capital invested

Capital invested by funds: $426M → $285M (-$141M)

Holders
134
Holders Change
Holders Change %
0%
% of All Funds
2.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
46
Reduced
44
Closed
24
Calls
$24.4M
Puts
$23.1M
Net Calls
+$1.36M
Net Calls Change
-$8.16M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
ARK Investment Management
Florida
$77.2M +$40.9M +3,061,755 +71%
BlackRock
2
BlackRock
New York
$40.7M -$441K -32,946 -0.8%
Vanguard Group
3
Vanguard Group
Pennsylvania
$31.5M +$895K +66,924 +2%
State Street
4
State Street
Massachusetts
$24.5M +$1.45M +108,715 +5%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$10.4M -$6.45M -482,249 -33%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$10.3M +$508K +38,009 +4%
D.E. Shaw & Co
7
D.E. Shaw & Co
New York
$9.92M +$4.78M +357,699 +61%
Two Sigma Investments
8
Two Sigma Investments
New York
$7.48M +$9.26M +692,454 +3,089%
Mitsubishi UFJ Asset Management
9
Mitsubishi UFJ Asset Management
Japan
$6.39M -$1.25M -93,815 -13%
Northern Trust
10
Northern Trust
Illinois
$6.02M -$179K -13,348 -2%
Morgan Stanley
11
Morgan Stanley
New York
$5.26M +$1.22M +91,014 +22%
Citadel Advisors
12
Citadel Advisors
Florida
$4.97M +$3.76M +281,493 +146%
TFCM
13
Taylor Frigon Capital Management
Arizona
$3.42M +$37.9K +2,837 +0.9%
Goldman Sachs
14
Goldman Sachs
New York
$2.86M +$2.56M +191,209 +232%
N
15
Nuveen
North Carolina
$2.36M -$270K -20,221 -9%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$1.99M +$267K +19,933 +12%
Rafferty Asset Management
17
Rafferty Asset Management
New York
$1.89M -$436K -32,636 -15%
GC
18
Guggenheim Capital
Illinois
$1.81M +$2.31M +172,882 New
Renaissance Technologies
19
Renaissance Technologies
New York
$1.71M -$1.89M -141,500 -46%
Two Sigma Advisers
20
Two Sigma Advisers
New York
$1.65M +$1.7M +126,818 +413%
EIM
21
Essex Investment Management
Massachusetts
$1.56M -$12.5K -937 -0.6%
Charles Schwab
22
Charles Schwab
California
$1.53M +$10.3K +773 +0.5%
Swiss National Bank
23
Swiss National Bank
Switzerland
$1.39M +$574K +42,900 +48%
Group One Trading
24
Group One Trading
Illinois
$1.32M -$754K -56,418 -31%
Squarepoint
25
Squarepoint
New York
$1.26M +$1.26M +94,288 +354%

VUZI Hedge Fund Activity: Q3 2021 in Review

134 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Vuzix (VUZI) for Q3 2021, worth a combined $285M — down 33% from $426M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new VUZI positions and 24 closed out — a net gain of 1 holder — while 46 added to existing stakes and 44 trimmed.

The largest buyer was ARK Investment Management, adding an estimated $40.9M. The largest seller was Susquehanna International Group, cutting an estimated $6.45M.

  • 134 institutional investors held Vuzix (VUZI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $285M of Vuzix stock for Q3 2021, down 33% quarter-over-quarter.
  • 25 funds opened new Vuzix positions in Q3 2021 and 24 closed out, a net change of +1 holder.
  • The largest Vuzix buyer in Q3 2021 was ARK Investment Management, an estimated $40.9M added.
  • The largest Vuzix seller in Q3 2021 was Susquehanna International Group, an estimated $6.45M sold.

Based on aggregated 13F filings for Q3 2021.