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44 hedge funds and large institutions have $10.5M invested in Vuzix in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less call options, than puts

Call options by funds: $662K | Put options by funds: $678K

4.1% less ownership

Funds ownership: 17.96%13.86% (-4.1%)

17% less funds holding

Funds holding: 5344 (-9)

48% less capital invested

Capital invested by funds: $20.2M → $10.5M (-$9.72M)

55% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 20

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
9
Reduced
20
Closed
14
Calls
$662K
Puts
$678K
Net Calls
-$16K
Net Calls Change
+$27K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.69M +$371K +160,839 +16%
TFCM
2
Taylor Frigon Capital Management
Arizona
$1.65M +$406K +176,371 +32%
CH
3
CVI Holdings
Delaware
$1.52M +$1.54M +667,565 New
BlackRock
4
BlackRock
New York
$1.22M -$4.54K -1,970 -0.4%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$548K +$88.6K +38,464 +19%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$524K +$339K +146,949 +177%
WVP
7
Worth Venture Partners
New Jersey
$417K -$83K -36,000 -16%
EMG
8
ETF Managers Group
New Jersey
$249K -$89.6K -38,898 -27%
VF
9
Virtu Financial
New York
$186K +$122K +53,030 +185%
Millennium Management
10
Millennium Management
New York
$165K -$1.4M -606,551 -89%
Citadel Advisors
11
Citadel Advisors
Florida
$164K -$24.1K -10,460 -13%
CAN
12
Cetera Advisor Networks
California
$155K +$157K +68,135 New
Northern Trust
13
Northern Trust
Illinois
$120K -$426K -184,897 -78%
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$100K +$13.6K +5,900 +16%
BRWM
15
B. Riley Wealth Management
Tennessee
$96K +$28.8K +12,500 +42%
State Street
16
State Street
Massachusetts
$72K -$14.5K -6,300 -17%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$57K -$38.9K -16,866 -40%
Morgan Stanley
18
Morgan Stanley
New York
$57K -$27.9K -12,123 -32%
JP Morgan Chase
19
JP Morgan Chase
New York
$51K -$80K -34,713 -61%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$49K
ARTA
21
A.R.T. Advisors
New York
$47K +$47.1K +20,429 New
KeyBank National Association
22
KeyBank National Association
Ohio
$46K
GCP
23
GSA Capital Partners
United Kingdom
$45K -$91.2K -39,577 -67%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$42K -$2.54K -1,100 -6%
BRWA
25
B. Riley Wealth Advisors
Florida
$34K -$2.54K -1,100 -7%

VUZI Hedge Fund Activity: Q3 2019 in Review

44 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Vuzix (VUZI) for Q3 2019, worth a combined $10.5M — down 48% from $20.2M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of VUZI and 5 opened new positions — a net loss of 9 holders — while 20 trimmed existing stakes and 9 added.

The largest buyer was CVI Holdings, opening a new position worth an estimated $1.54M. The largest seller was Millennium Management, cutting an estimated $1.4M.

  • 44 institutional investors held Vuzix (VUZI) as of Q3 2019, down from 53 in Q2 2019.
  • Funds reported $10.5M of Vuzix stock for Q3 2019, down 48% quarter-over-quarter.
  • 5 funds opened new Vuzix positions in Q3 2019 and 14 closed out, a net change of -9 holders.
  • The largest Vuzix buyer in Q3 2019 was CVI Holdings, an estimated $1.54M added.
  • The largest Vuzix seller in Q3 2019 was Millennium Management, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2019.