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VPU

Vanguard Utilities ETF

167 hedge funds and large institutions have $595M invested in Vanguard Utilities ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 50 increasing their positions, 63 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more call options, than puts

Call options by funds: $2.42M | Put options by funds: $1.36M

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

0% more funds holding

Funds holding: 167167 (0)

8.73% less ownership

Funds ownership: 35.6%26.87% (-8.7%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

21% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 63

33% less capital invested

Capital invested by funds: $883M → $595M (-$288M)

Holders
167
Holders Change
Holders Change %
0%
% of All Funds
4.46%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
20
Increased
50
Reduced
63
Closed
16
Calls
$2.42M
Puts
$1.36M
Net Calls
+$1.06M
Net Calls Change
+$486K
Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
1
Beacon Capital Management Inc (Ohio)
Ohio
$114M +$115M +1,043,405 +4,127%
FMI
2
Factory Mutual Insurance
Massachusetts
$89.7M -$2.31M -20,900 -2%
Bank of America
3
Bank of America
North Carolina
$57.8M -$14.6M -132,036 -20%
Morgan Stanley
4
Morgan Stanley
New York
$28.9M -$8.86M -80,068 -23%
Bank of Nova Scotia
5
Bank of Nova Scotia
Ontario, Canada
$24.4M -$332M -2,997,350 -93%
DOA
6
D'Orazio & Associates
Virginia
$21.2M -$264K -2,382 -1%
LPL Financial
7
LPL Financial
California
$20.4M -$5.79M -52,331 -21%
CPO
8
Cerity Partners OCIO
New York
$14.8M +$2.31M +20,866 +18%
Wells Fargo
9
Wells Fargo
California
$12.9M -$862K -7,784 -6%
DY
10
Dowling & Yahnke
California
$12.6M +$11.1K +100 +0.1%
Ameriprise
11
Ameriprise
Minnesota
$11M +$514K +4,643 +5%
BCM
12
Brookstone Capital Management
Illinois
$10.8M +$11.1M +100,664 New
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$10.2M +$220K +1,986 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$9.34M +$8.11M +73,273 +521%
UBS Group
15
UBS Group
Switzerland
$9.28M -$7.6M -68,625 -44%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$7.09M +$261K +2,361 +4%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$6.25M +$317K +2,866 +5%
QA
18
Quantitative Advantage
Minnesota
$5.97M -$273K -2,468 -4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$5.82M +$154K +1,388 +3%
M&T Bank
20
M&T Bank
New York
$5.67M +$214K +1,937 +4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$5.4M -$352K -3,184 -6%
BNP Paribas Financial Markets
22
BNP Paribas Financial Markets
France
$5.35M +$5.53M +50,000 New
AIS
23
American Investment Services
Massachusetts
$5.01M +$148K +1,336 +3%
RJA
24
Raymond James & Associates
Florida
$4.81M -$546K -4,933 -10%
Citigroup
25
Citigroup
New York
$4.17M -$17.3K -156 -0.4%

VPU Hedge Fund Activity: Q3 2016 in Review

167 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Utilities ETF (VPU) for Q3 2016, worth a combined $595M — down 33% from $883M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new VPU positions and 16 closed out — a net gain of 4 holders — while 50 added to existing stakes and 63 trimmed.

The largest buyer was Beacon Capital Management Inc (Ohio), adding an estimated $115M. The largest seller was Bank of Nova Scotia, cutting an estimated $332M.

  • 167 institutional investors held Vanguard Utilities ETF (VPU) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $595M of Vanguard Utilities ETF stock for Q3 2016, down 33% quarter-over-quarter.
  • 20 funds opened new Vanguard Utilities ETF positions in Q3 2016 and 16 closed out, a net change of +4 holders.
  • The largest Vanguard Utilities ETF buyer in Q3 2016 was Beacon Capital Management Inc (Ohio), an estimated $115M added.
  • The largest Vanguard Utilities ETF seller in Q3 2016 was Bank of Nova Scotia, an estimated $332M sold.

Based on aggregated 13F filings for Q3 2016.