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VPU

Vanguard Utilities ETF

118 hedge funds and large institutions have $340M invested in Vanguard Utilities ETF in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 38 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 37

1% less funds holding

Funds holding: 119118 (-1)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

8.63% less ownership

Funds ownership: 28.76%20.13% (-8.6%)

12% less call options, than puts

Call options by funds: $1.1M | Put options by funds: $1.25M

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

33% less capital invested

Capital invested by funds: $506M → $340M (-$166M)

Holders
118
Holders Change
-1
Holders Change %
-0.84%
% of All Funds
3.42%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.09%
New
10
Increased
38
Reduced
37
Closed
11
Calls
$1.1M
Puts
$1.25M
Net Calls
-$146K
Net Calls Change
-$1.01M
Name Holding Trade Value Shares
Change
Change in
Stake
FMI
1
Factory Mutual Insurance
Massachusetts
$50.2M
BCMIO
2
Beacon Capital Management Inc (Ohio)
Ohio
$47.8M +$9.76M +105,517 +25%
Bank of America
3
Bank of America
North Carolina
$22.8M -$56.5M -610,448 -71%
Wells Fargo
4
Wells Fargo
California
$20.5M -$3.01M -32,599 -13%
Morgan Stanley
5
Morgan Stanley
New York
$20M -$493K -5,333 -2%
LPL Financial
6
LPL Financial
California
$14.7M +$733K +7,924 +5%
DOA
7
D'Orazio & Associates
Virginia
$12M -$59.4K -642 -0.5%
CCMD
8
Cypress Capital Management (Delaware)
Delaware
$11.9M -$383K -4,145 -3%
U
9
UBS
Switzerland
$9.8M +$777K +8,403 +8%
DY
10
Dowling & Yahnke
California
$9.14M +$109K +1,184 +1%
SG Americas Securities
11
SG Americas Securities
New York
$7.63M +$3.21M +34,713 +71%
Fifth Third Bancorp
12
Fifth Third Bancorp
Ohio
$7.47M -$710K -7,675 -9%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$7.12M +$5.22M +56,466 +263%
RJA
14
Raymond James & Associates
Florida
$6.45M -$31.8K -344 -0.5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$6.36M -$697K -7,537 -10%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$6.17M +$4.48M +48,431 +254%
CS
17
Credit Suisse
Switzerland
$5.05M +$3.21M +34,683 +168%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$4.82M +$483K +5,222 +11%
Goldman Sachs
19
Goldman Sachs
New York
$4.64M -$98.4K -1,064 -2%
TRCT
20
Tower Research Capital (TRC)
New York
$4.59M -$305K -3,301 -6%
BTS
21
BB&T Securities
Virginia
$4.38M +$444K +4,796 New
AIS
22
American Investment Services
Massachusetts
$3.69M +$58K +627 +2%
Citigroup
23
Citigroup
New York
$3.58M +$334K +3,617 +10%
BF
24
BOK Financial
Oklahoma
$3.47M +$127K +1,375 +4%
HW
25
Hancock Whitney
Mississippi
$2.96M

VPU Hedge Fund Activity: Q3 2014 in Review

118 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Utilities ETF (VPU) for Q3 2014, worth a combined $340M — down 33% from $506M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of VPU and 10 opened new positions — a net loss of 1 holder — while 37 trimmed existing stakes and 38 added.

The largest buyer was Beacon Capital Management Inc (Ohio), adding an estimated $9.76M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $95.2M sold.

  • 118 institutional investors held Vanguard Utilities ETF (VPU) as of Q3 2014, down from 119 in Q2 2014.
  • Funds reported $340M of Vanguard Utilities ETF stock for Q3 2014, down 33% quarter-over-quarter.
  • 10 funds opened new Vanguard Utilities ETF positions in Q3 2014 and 11 closed out, a net change of -1 holder.
  • The largest Vanguard Utilities ETF buyer in Q3 2014 was Beacon Capital Management Inc (Ohio), an estimated $9.76M added.
  • The largest Vanguard Utilities ETF seller in Q3 2014 was 1832 Asset Management, an estimated $95.2M sold.

Based on aggregated 13F filings for Q3 2014.