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VPU

Vanguard Utilities ETF

118 hedge funds and large institutions have $295M invested in Vanguard Utilities ETF in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 39 increasing their positions, 27 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

44% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 27

11% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $4.36M

9% more funds holding

Funds holding: 108118 (+10)

8% more capital invested

Capital invested by funds: $272M → $295M (+$22.6M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.99% less ownership

Funds ownership: 20.55%18.56% (-2%)

Holders
118
Holders Change
+10
Holders Change %
+9.26%
% of All Funds
3.41%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
21
Increased
39
Reduced
27
Closed
11
Calls
$4.85M
Puts
$4.36M
Net Calls
+$489K
Net Calls Change
-$734K
Name Holding Trade Value Shares
Change
Change in
Stake
MFIMFI
51
Mesirow Financial Investment Management - Fixed Income
Illinois
$418K +$398K +4,614 New
CWM
52
Concert Wealth Management
California
$415K -$1.98K -23 -0.5%
WA
53
WFG Advisors
Texas
$399K -$47.7K -553 -11%
PAG
54
Private Advisor Group
New Jersey
$383K +$134K +1,549 +58%
Ameriprise
55
Ameriprise
Minnesota
$366K -$863K -10,001 -71%
BC
56
Bartlett & Co
Ohio
$351K
V
57
Veritable
Delaware
$351K
MA
58
MUFG Americas
New York
$350K
Deutsche Bank
59
Deutsche Bank
Germany
$340K
NSIM
60
North Star Investment Management
Illinois
$312K +$2.42K +28 +0.8%
KFS
61
KMS Financial Services
Washington
$302K +$29.8K +345 +12%
KTC
62
Kistler-Tiffany Companies
Pennsylvania
$299K +$8.88K +103 +3%
Neuberger Berman Group
63
Neuberger Berman Group
New York
$292K
LS
64
Lattice Strategies
Pennsylvania
$288K +$275K +3,185 New
AA
65
Ancora Advisors
Ohio
$280K +$86 +1 +0%
NDSI
66
Newman Dignan & Sheerar Inc
Rhode Island
$264K
CAN
67
Cetera Advisor Networks
California
$252K -$43.1K -500 -15%
BRWA
68
B. Riley Wealth Advisors
Florida
$251K +$40.3K +467 +20%
OWD
69
Osborn Williams & Donohoe
Ohio
$238K +$227K +2,629 New
SHA
70
Smith Hayes Advisers
Nebraska
$236K +$690 +8 +0.3%
HIS
71
Horizon Investment Services
Indiana
$235K +$216K +2,505 New
MIM
72
Marco Investment Management
Georgia
$232K +$221K +2,566 New
Jane Street
73
Jane Street
New York
$229K +$218K +2,530 New
SC
74
SouthState Corp
Florida
$227K
CCM
75
Covington Capital Management
California
$225K -$3.02K -35 -1%

VPU Hedge Fund Activity: Q1 2014 in Review

118 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Vanguard Utilities ETF (VPU) for Q1 2014, worth a combined $295M — up 8.3% from $272M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new VPU positions and 11 closed out — a net gain of 10 holders — while 39 added to existing stakes and 27 trimmed.

The largest buyer was Beacon Capital Management Inc (Ohio), adding an estimated $6.13M. The largest seller was Cerity Partners OCIO, cutting an estimated $15.6M.

  • 118 institutional investors held Vanguard Utilities ETF (VPU) as of Q1 2014, up from 108 in Q4 2013.
  • Funds reported $295M of Vanguard Utilities ETF stock for Q1 2014, up 8.3% quarter-over-quarter.
  • 21 funds opened new Vanguard Utilities ETF positions in Q1 2014 and 11 closed out, a net change of +10 holders.
  • The largest Vanguard Utilities ETF buyer in Q1 2014 was Beacon Capital Management Inc (Ohio), an estimated $6.13M added.
  • The largest Vanguard Utilities ETF seller in Q1 2014 was Cerity Partners OCIO, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2014.