We are live on ! Find out more
VPU

Vanguard Utilities ETF

90 hedge funds and large institutions have $273M invested in Vanguard Utilities ETF in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $2.14M | Put options by funds: $1.04M

30% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 23

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

2% more capital invested

Capital invested by funds: $267M → $273M (+$5.38M)

0.78% more ownership

Funds ownership: 19.49%20.27% (+0.78%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 9190 (-1)

Holders
90
Holders Change
-1
Holders Change %
-1.1%
% of All Funds
2.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
30
Reduced
23
Closed
13
Calls
$2.14M
Puts
$1.04M
Net Calls
+$1.1M
Net Calls Change
+$148K
Name Holding Trade Value Shares
Change
Change in
Stake
BEAM
26
Baker Ellis Asset Management
Washington
$1.82M -$49.8K -599 -3%
AssetMark Inc
27
AssetMark Inc
California
$1.56M +$1.59M +19,122 New
DBIA
28
Dumont & Blake Investment Advisors
New Jersey
$1.49M
NPC
29
National Planning Corporation
California
$1.48M -$284K -3,411 -16%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$1.42M +$230K +2,765 +18%
Citigroup
31
Citigroup
New York
$1.19M +$134K +1,608 +12%
EC
32
Estate Counselors
Wisconsin
$1.19M
TH
33
Timber Hill
Connecticut
$937K -$1.08M -12,990 -53%
LIM
34
Leavell Investment Management
Alabama
$788K +$16.6K +200 +2%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$764K +$779K +9,356 New
GWM
36
Greenwich Wealth Management
Connecticut
$754K +$1.66K +20 +0.2%
FIM
37
Freedom Investment Management
Connecticut
$700K +$33K +396 +5%
ICOA
38
Investment Centers of America
North Dakota
$682K +$192K +2,305 +38%
VFS
39
VSR Financial Services
Kansas
$668K -$10.1K -121 -1%
SI
40
SII Investments
Wisconsin
$621K -$11.7K -140 -2%
PFS
41
Prospera Financial Services
Texas
$599K +$244K +2,928 +67%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$577K +$18.1K +218 +3%
IH
43
IFC Holdings
Florida
$559K -$5.66K -68 -1%
CWM
44
Concert Wealth Management
California
$533K -$188K -2,263 -26%
WA
45
WFG Advisors
Texas
$469K -$14.6K -175 -3%
TYCC
46
Texas Yale Capital Corp
Florida
$445K +$39.5K +475 +10%
CFS
47
Community Financial System
New York
$346K -$8.32K -100 -2%
BC
48
Bartlett & Co
Ohio
$317K
V
49
Veritable
Delaware
$317K
MA
50
MUFG Americas
New York
$316K +$91.5K +1,100 +40%

VPU Hedge Fund Activity: Q3 2013 in Review

90 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Utilities ETF (VPU) for Q3 2013, worth a combined $273M — up 2% from $267M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VPU positions and 13 closed out — a net gain of 1 holder — while 30 added to existing stakes and 23 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $18.3M. The largest seller was Credit Suisse, exiting entirely with an estimated $14M sold.

  • 90 institutional investors held Vanguard Utilities ETF (VPU) as of Q3 2013, down from 91 in Q2 2013.
  • Funds reported $273M of Vanguard Utilities ETF stock for Q3 2013, up 2% quarter-over-quarter.
  • 14 funds opened new Vanguard Utilities ETF positions in Q3 2013 and 13 closed out, a net change of +1 holder.
  • The largest Vanguard Utilities ETF buyer in Q3 2013 was Fidelity Investments, an estimated $18.3M added.
  • The largest Vanguard Utilities ETF seller in Q3 2013 was Credit Suisse, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2013.