|
1
|
Mackay Shields LLC
New York
|
$7.14M
|
–
|
–
|
–
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.56M
|
+$374K
|
+30,334
|
+6%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.27M
|
–
|
–
|
–
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$2.03M
|
+$80.3K
|
+6,519
|
+4%
|
|
|
5
|
Ameriprise
Minneapolis,
Minnesota
|
$1.93M
|
-$29.4K
|
-2,388
|
-2%
|
|
|
6
|
Saba Capital Management
New York
|
$1.83M
|
-$1.38M
|
-112,292
|
-44%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.72M
|
+$111K
|
+9,008
|
+7%
|
|
|
8
|
Boothbay Fund Management
New York
|
$1.41M
|
–
|
–
|
–
|
|
|
9
|
|
$1.19M
|
-$241K
|
-19,554
|
-17%
|
|
|
10
|
Marks Group Wealth Management
Minnetonka,
Minnesota
|
$968K
|
–
|
–
|
–
|
|
|
11
|
Wakefield Asset Management
Englewood,
Colorado
|
$822K
|
-$87.3K
|
-7,082
|
-10%
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$712K
|
+$133K
|
+10,819
|
+24%
|
|
|
13
|
LPL Financial
San Diego,
California
|
$658K
|
+$14.6K
|
+1,183
|
+2%
|
|
|
14
|
NFP Retirement Inc
Aliso Viejo,
California
|
$553K
|
+$42.5K
|
+3,453
|
+9%
|
|
|
15
|
Realta Investment Advisors
Wilmington,
Delaware
|
$512K
|
+$90K
|
+7,304
|
+22%
|
|
|
16
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$466K
|
+$5.32K
|
+432
|
+1%
|
|
|
17
|
Punch & Associates Investment Management
Edina,
Minnesota
|
$391K
|
+$122K
|
+9,865
|
+47%
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$288K
|
-$13.8K
|
-1,124
|
-5%
|
|
|
19
|
Avantax Advisory Services
Dallas,
Texas
|
$263K
|
–
|
–
|
–
|
|
|
20
|
AQR Arbitrage
Greenwich,
Connecticut
|
$261K
|
+$50.7K
|
+4,115
|
+25%
|
|
|
21
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$235K
|
-$145K
|
-11,750
|
-39%
|
|
|
22
|
Curi RMB Capital
Chicago,
Illinois
|
$235K
|
+$229K
|
+18,575
|
New
|
|
|
23
|
Stifel Financial
St. Louis,
Missouri
|
$228K
|
+$15.9K
|
+1,290
|
+8%
|
|
|
24
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$218K
|
+$136
|
+11
|
+0.1%
|
|
|
25
|
Mariner Investment Group
Harrison,
New York
|
$172K
|
-$323K
|
-26,224
|
-66%
|
|
