|
1
|
Mackay Shields LLC
New York
|
$6.98M
|
–
|
–
|
–
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.04M
|
+$4.37M
|
+330,084
|
+209%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.18M
|
+$42.4K
|
+3,200
|
+1%
|
|
|
4
|
Saba Capital Management
New York
|
$3.18M
|
-$1.04M
|
-78,232
|
-23%
|
|
|
5
|
Ameriprise
Minneapolis,
Minnesota
|
$1.92M
|
-$141K
|
-10,612
|
-6%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.91M
|
+$37.7K
|
+2,846
|
+2%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.57M
|
-$2.32K
|
-175
|
-0.1%
|
|
|
8
|
|
$1.41M
|
-$73.6K
|
-5,559
|
-5%
|
|
|
9
|
Boothbay Fund Management
New York
|
$1.38M
|
+$1.48M
|
+111,592
|
New
|
|
|
10
|
Marks Group Wealth Management
Minnetonka,
Minnesota
|
$948K
|
–
|
–
|
–
|
|
|
11
|
Wakefield Asset Management
Englewood,
Colorado
|
$891K
|
+$160K
|
+12,045
|
+20%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$629K
|
-$42.7K
|
-3,222
|
-6%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$562K
|
+$2.3K
|
+174
|
+0.4%
|
|
|
14
|
NFP Retirement Inc
Aliso Viejo,
California
|
$498K
|
+$27.5K
|
+2,080
|
+5%
|
|
|
15
|
Mariner Investment Group
Harrison,
New York
|
$493K
|
-$905K
|
-68,363
|
-63%
|
|
|
16
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$451K
|
+$78.7K
|
+5,944
|
+19%
|
|
|
17
|
Realta Investment Advisors
Wilmington,
Delaware
|
$410K
|
+$240K
|
+18,120
|
+121%
|
|
|
18
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$375K
|
-$193K
|
-14,550
|
-32%
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
$296K
|
-$147K
|
-11,073
|
-32%
|
|
|
20
|
Punch & Associates Investment Management
Edina,
Minnesota
|
$260K
|
–
|
–
|
–
|
|
|
21
|
Avantax Advisory Services
Dallas,
Texas
|
$258K
|
-$4.54K
|
-343
|
-2%
|
|
|
22
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$213K
|
+$15.2K
|
+1,150
|
+7%
|
|
|
23
|
Stifel Financial
St. Louis,
Missouri
|
$207K
|
+$18.8K
|
+1,420
|
+9%
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
$204K
|
-$22.2K
|
-1,679
|
-9%
|
|
|
25
|
Ackerman Capital Advisors
Dallas,
Texas
|
$161K
|
+$172K
|
+12,990
|
New
|
|
