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Vanguard Financials ETF

216 hedge funds and large institutions have $2.32B invested in Vanguard Financials ETF in 2016 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 65 increasing their positions, 36 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

353% more first-time investments, than exits

New positions opened: 77 | Existing positions closed: 17

166% more call options, than puts

Call options by funds: $2.97M | Put options by funds: $1.12M

86% more funds holding in top 10

Funds holding in top 10: 713 (+6)

81% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 36

38% more funds holding

Funds holding: 157216 (+59)

23% more capital invested

Capital invested by funds: $1.89B → $2.32B (+$433M)

10.08% less ownership

Funds ownership: 58.25%48.17% (-10%)

Holders
216
Holders Change
+59
Holders Change %
+37.58%
% of All Funds
5.4%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.33%
New
77
Increased
65
Reduced
36
Closed
17
Calls
$2.97M
Puts
$1.12M
Net Calls
+$1.86M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$840M -$232M -4,243,282 -23%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$352M -$12.8M -233,866 -4%
Morgan Stanley
3
Morgan Stanley
New York
$170M +$38.6M +706,092 +33%
BCMIO
4
Beacon Capital Management Inc (Ohio)
Ohio
$151M +$2.91M +53,296 +2%
UBS Group
5
UBS Group
Switzerland
$125M +$31.6M +578,475 +38%
M&T Bank
6
M&T Bank
New York
$75.5M -$53.2K -974 -0.1%
Wells Fargo
7
Wells Fargo
California
$48.9M +$22.2M +405,988 +97%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$35.1M +$18.8M +343,628 +139%
SEIA
9
Signature Estate & Investment Advisors
California
$30.8M +$28.4M +519,404 New
Ameriprise
10
Ameriprise
Minnesota
$25.6M +$19.5M +356,558 +471%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$24.8M +$1.92M +35,108 +9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$23.8M +$10.2M +186,590 +87%
RW
13
Rand Wealth
Maryland
$21M +$239K +4,371 +1%
Citigroup
14
Citigroup
New York
$19M +$17.2M +314,420 +5,132%
LPL Financial
15
LPL Financial
California
$15.3M +$5.49M +100,582 +64%
FAAS
16
First Allied Advisory Services
California
$14M -$302K -5,528 -2%
RIG
17
Roosevelt Investment Group
New York
$13.8M +$12.7M +233,114 New
TCOO
18
Trust Company of Oklahoma
Oklahoma
$13M -$188K -3,438 -2%
AIC
19
Ayalon Insurance Company
Israel
$12.5M +$5.17M +94,698 +82%
JIC
20
Johnson Investment Counsel
Ohio
$11.1M +$347K +6,347 +4%
WA
21
WBH Advisory
Maryland
$10.9M -$322K -5,887 -3%
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$10.7M +$3.99M +73,135 +68%
CS
23
Credit Suisse
Switzerland
$10.6M -$1.74M -31,944 -15%
RJA
24
Raymond James & Associates
Florida
$8.82M +$3.42M +62,560 +73%
AG
25
Advisor Group
Arizona
$8.73M +$4.23M +77,535 +111%

VFH Hedge Fund Activity: Q4 2016 in Review

216 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Financials ETF (VFH) for Q4 2016, worth a combined $2.32B — up 23% from $1.89B a quarter earlier.

Buyers outnumbered sellers: 77 funds opened new VFH positions and 17 closed out — a net gain of 60 holders — while 65 added to existing stakes and 36 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.6M. The largest seller was Bank of America, cutting an estimated $232M.

  • 216 institutional investors held Vanguard Financials ETF (VFH) as of Q4 2016, up from 157 in Q3 2016.
  • Funds reported $2.32B of Vanguard Financials ETF stock for Q4 2016, up 23% quarter-over-quarter.
  • 77 funds opened new Vanguard Financials ETF positions in Q4 2016 and 17 closed out, a net change of +60 holders.
  • The largest Vanguard Financials ETF buyer in Q4 2016 was Morgan Stanley, an estimated $38.6M added.
  • The largest Vanguard Financials ETF seller in Q4 2016 was Bank of America, an estimated $232M sold.

Based on aggregated 13F filings for Q4 2016.