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Vanguard Financials ETF

84 hedge funds and large institutions have $715M invested in Vanguard Financials ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 23

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

21% more capital invested

Capital invested by funds: $589M → $715M (+$126M)

4% more funds holding

Funds holding: 8184 (+3)

2.35% more ownership

Funds ownership: 39.14%41.49% (+2.3%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $351K

Holders
84
Holders Change
+3
Holders Change %
+3.7%
% of All Funds
2.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
14
Increased
33
Reduced
23
Closed
11
Calls
Puts
$351K
Net Calls
-$351K
Net Calls Change
-$1.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$453M +$30.3M +705,928 +7%
MAA
2
Managed Account Advisors
New Jersey
$34.1M +$3.92M +91,386 +14%
U
3
UBS
Switzerland
$32.2M +$4.05M +94,405 +15%
BCMIO
4
Beacon Capital Management Inc (Ohio)
Ohio
$22.9M +$22.1M +516,110 New
Morgan Stanley
5
Morgan Stanley
New York
$18.2M +$319K +7,442 +2%
RW
6
Rand Wealth
Maryland
$17.1M +$1.72M +40,129 +12%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$15.3M +$754K +17,580 +5%
Wells Fargo
8
Wells Fargo
California
$12.4M +$315K +7,340 +3%
TCOO
9
Trust Company of Oklahoma
Oklahoma
$11.4M +$137K +3,204 +1%
LPL Financial
10
LPL Financial
California
$8.65M -$250K -5,821 -3%
WA
11
WBH Advisory
Maryland
$7.34M +$370K +8,629 +6%
MPM
12
Meritage Portfolio Management
Kansas
$6.6M -$296K -6,900 -4%
NSLI
13
Nan Shan Life Insurance
Taiwan
$6.44M +$4.08M +95,044 +190%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$5.81M +$2.56M +59,789 +84%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$5.14M +$103K +2,413 +2%
CA
16
Cetera Advisors
Colorado
$5.09M +$4.91M +114,506 New
DHFB
17
Dixon Hubard Feinour & Brown
Virginia
$5.05M +$478K +11,150 +11%
DY
18
Dowling & Yahnke
California
$4.54M -$15K -350 -0.3%
B
19
Baird
Wisconsin
$3.35M -$78.1K -1,822 -2%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.76M +$2.38M +55,386 +833%
Mariner
21
Mariner
Kansas
$2.74M +$220K +5,121 +9%
RJA
22
Raymond James & Associates
Florida
$2.71M -$253K -5,900 -9%
JIC
23
Johnson Investment Counsel
Ohio
$2.32M +$44.2K +1,030 +2%
MIS
24
Morningstar Investment Services
Illinois
$2.13M +$405K +9,433 +24%
BC
25
Bartlett & Co
Ohio
$1.83M

VFH Hedge Fund Activity: Q4 2013 in Review

84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Financials ETF (VFH) for Q4 2013, worth a combined $715M — up 21% from $589M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VFH positions and 11 closed out — a net gain of 3 holders — while 33 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $30.3M. The largest seller was Quantitative Advantage, exiting entirely with an estimated $3.92M sold.

  • 84 institutional investors held Vanguard Financials ETF (VFH) as of Q4 2013, up from 81 in Q3 2013.
  • Funds reported $715M of Vanguard Financials ETF stock for Q4 2013, up 21% quarter-over-quarter.
  • 14 funds opened new Vanguard Financials ETF positions in Q4 2013 and 11 closed out, a net change of +3 holders.
  • The largest Vanguard Financials ETF buyer in Q4 2013 was Bank of America, an estimated $30.3M added.
  • The largest Vanguard Financials ETF seller in Q4 2013 was Quantitative Advantage, an estimated $3.92M sold.

Based on aggregated 13F filings for Q4 2013.