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Vanguard Financials ETF

216 hedge funds and large institutions have $2.32B invested in Vanguard Financials ETF in 2016 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 65 increasing their positions, 36 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

353% more first-time investments, than exits

New positions opened: 77 | Existing positions closed: 17

166% more call options, than puts

Call options by funds: $2.97M | Put options by funds: $1.12M

86% more funds holding in top 10

Funds holding in top 10: 713 (+6)

81% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 36

38% more funds holding

Funds holding: 157216 (+59)

23% more capital invested

Capital invested by funds: $1.89B → $2.32B (+$433M)

10.08% less ownership

Funds ownership: 58.25%48.17% (-10%)

Holders
216
Holders Change
+59
Holders Change %
+37.58%
% of All Funds
5.4%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.33%
New
77
Increased
65
Reduced
36
Closed
17
Calls
$2.97M
Puts
$1.12M
Net Calls
+$1.86M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
ACS
51
Archford Capital Strategies
Illinois
$3.17M -$689K -12,622 -19%
Manulife (Manufacturers Life Insurance)
52
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.14M +$1.36M +24,932 +89%
KTC
53
Kistler-Tiffany Companies
Pennsylvania
$3.02M -$57.6K -1,054 -2%
MPWT
54
MassMutual Private Wealth & Trust
Connecticut
$3.01M +$2.77M +50,782 New
MFS
55
MSI Financial Services
Massachusetts
$2.92M +$1.3M +23,799 +94%
NAMP
56
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$2.87M -$557K -10,200 -17%
SIA
57
Spruce Investment Advisors
Connecticut
$2.78M -$2.39M -43,716 -48%
RJFSA
58
Raymond James Financial Services Advisors
Florida
$2.75M +$1.26M +23,147 +99%
MPM
59
Meritage Portfolio Management
Kansas
$2.55M +$2.35M +42,950 New
MAS
60
Madden Advisory Services
Florida
$2.52M +$32.1K +588 +1%
AA
61
Apriem Advisors
California
$2.46M -$23.7K -434 -1%
DADC
62
D.A. Davidson & Co
Montana
$2.46M +$2.17M +39,777 +2,486%
BC
63
Bartlett & Co
Ohio
$2.45M
PIM
64
Parasol Investment Management
Illinois
$2.41M +$2.22M +40,590 New
ST
65
Sabal Trust
Florida
$2.39M +$16.7K +305 +0.8%
FMBTD
66
First Midwest Bank Trust Division
Illinois
$2.38M +$2.19M +40,065 New
SB
67
Suntrust Banks
Georgia
$2.21M -$36.3K -664 -2%
CIM
68
Cetera Investment Management
California
$2.13M -$311K -5,691 -14%
JP Morgan Chase
69
JP Morgan Chase
New York
$2.04M +$1.18M +21,586 +170%
OC
70
Oppenheimer & Co
New York
$2M +$1.84M +33,760 New
CB
71
Chemical Bank
Michigan
$1.98M +$101K +1,851 +6%
Goldman Sachs
72
Goldman Sachs
New York
$1.96M +$158K +2,884 +10%
V
73
Veritable
Delaware
$1.9M
BRWA
74
B. Riley Wealth Advisors
Florida
$1.88M -$45.8K -838 -3%
BEAM
75
Baker Ellis Asset Management
Washington
$1.88M -$8.19K -150 -0.5%

VFH Hedge Fund Activity: Q4 2016 in Review

216 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Financials ETF (VFH) for Q4 2016, worth a combined $2.32B — up 23% from $1.89B a quarter earlier.

Buyers outnumbered sellers: 77 funds opened new VFH positions and 17 closed out — a net gain of 60 holders — while 65 added to existing stakes and 36 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.6M. The largest seller was Bank of America, cutting an estimated $232M.

  • 216 institutional investors held Vanguard Financials ETF (VFH) as of Q4 2016, up from 157 in Q3 2016.
  • Funds reported $2.32B of Vanguard Financials ETF stock for Q4 2016, up 23% quarter-over-quarter.
  • 77 funds opened new Vanguard Financials ETF positions in Q4 2016 and 17 closed out, a net change of +60 holders.
  • The largest Vanguard Financials ETF buyer in Q4 2016 was Morgan Stanley, an estimated $38.6M added.
  • The largest Vanguard Financials ETF seller in Q4 2016 was Bank of America, an estimated $232M sold.

Based on aggregated 13F filings for Q4 2016.