We are live on ! Find out more
VFH icon

Vanguard Financials ETF

84 hedge funds and large institutions have $715M invested in Vanguard Financials ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 23

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

21% more capital invested

Capital invested by funds: $589M → $715M (+$126M)

4% more funds holding

Funds holding: 8184 (+3)

2.35% more ownership

Funds ownership: 39.14%41.49% (+2.3%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $351K

Holders
84
Holders Change
+3
Holders Change %
+3.7%
% of All Funds
2.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
14
Increased
33
Reduced
23
Closed
11
Calls
Puts
$351K
Net Calls
-$351K
Net Calls Change
-$1.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$299K +$281K +6,561 +4,101%
EFS
52
Essex Financial Services
Connecticut
$298K -$391K -9,107 -58%
OC
53
Oppenheimer & Co
New York
$280K
GIA
54
Granite Investment Advisors
New Hampshire
$276K +$266K +6,210 New
MHS
55
M Holdings Securities
Oregon
$269K +$260K +6,060 New
Citigroup
56
Citigroup
New York
$265K -$14.1K -329 -5%
BBA
57
BLB&B Advisors
Pennsylvania
$253K -$53K -1,235 -18%
BFA
58
Bragg Financial Advisors
North Carolina
$246K +$5.58K +130 +2%
CA
59
Capital Advantage
California
$240K +$231K +5,394 New
IFWM
60
Institute for Wealth Management
Colorado
$209K +$202K +4,709 New
Fifth Third Bancorp
61
Fifth Third Bancorp
Ohio
$169K -$6.99K -163 -4%
NES
62
New England Securities
New York
$151K +$146K +3,394 New
HNB
63
Huntington National Bank
Ohio
$128K
LNB
64
Ledyard National Bank
$123K
Deutsche Bank
65
Deutsche Bank
Germany
$117K -$23.6K -550 -17%
AIG
66
American International Group
New York
$115K +$74.6K +1,740 +203%
KTC
67
Kistler-Tiffany Companies
Pennsylvania
$107K +$772 +18 +0.8%
WT
68
Whittier Trust
California
$103K -$61.8K -1,440 -38%
Ameriprise
69
Ameriprise
Minnesota
$87K -$27.3K -636 -25%
US Bancorp
70
US Bancorp
Minnesota
$74K +$24.5K +571 +51%
1IC
71
1919 Investment Counsel
Maryland
$74K +$36.2K +845 +106%
EWM
72
Evercore Wealth Management
New York
$70K
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$65K +$57K +1,329 +1,007%
LWM
74
LBA Wealth Management
Florida
$51K +$49.3K +1,150 New
WA
75
WFG Advisors
Texas
$28K -$11.2K -261 -29%

VFH Hedge Fund Activity: Q4 2013 in Review

84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Financials ETF (VFH) for Q4 2013, worth a combined $715M — up 21% from $589M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VFH positions and 11 closed out — a net gain of 3 holders — while 33 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $30.3M. The largest seller was Quantitative Advantage, exiting entirely with an estimated $3.92M sold.

  • 84 institutional investors held Vanguard Financials ETF (VFH) as of Q4 2013, up from 81 in Q3 2013.
  • Funds reported $715M of Vanguard Financials ETF stock for Q4 2013, up 21% quarter-over-quarter.
  • 14 funds opened new Vanguard Financials ETF positions in Q4 2013 and 11 closed out, a net change of +3 holders.
  • The largest Vanguard Financials ETF buyer in Q4 2013 was Bank of America, an estimated $30.3M added.
  • The largest Vanguard Financials ETF seller in Q4 2013 was Quantitative Advantage, an estimated $3.92M sold.

Based on aggregated 13F filings for Q4 2013.