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Vanguard Small-Cap Value ETF

390 hedge funds and large institutions have $3.44B invested in Vanguard Small-Cap Value ETF in 2016 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 185 increasing their positions, 105 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 17

76% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 105

54% more call options, than puts

Call options by funds: $3.07M | Put options by funds: $1.99M

12% more funds holding in top 10

Funds holding in top 10: 2528 (+3)

11% more capital invested

Capital invested by funds: $3.11B → $3.44B (+$331M)

4% more funds holding

Funds holding: 376390 (+14)

0.59% less ownership

Funds ownership: 42.5%41.9% (-0.59%)

Holders
390
Holders Change
+14
Holders Change %
+3.72%
% of All Funds
10.41%
Holding in Top 10
28
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+12%
% of All Funds
0.75%
New
38
Increased
185
Reduced
105
Closed
17
Calls
$3.07M
Puts
$1.99M
Net Calls
+$1.07M
Net Calls Change
+$201K
Name Holding Trade Value Shares
Change
Change in
Stake
Jones Financial Companies
1
Jones Financial Companies
Missouri
$633M +$45.1M +410,934 +8%
Bank of America
2
Bank of America
North Carolina
$500M +$29.1M +265,645 +6%
Morgan Stanley
3
Morgan Stanley
New York
$199M +$12.2M +111,157 +7%
Betterment LLC
4
Betterment LLC
New York
$198M +$30.8M +280,656 +19%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$127M +$585K +5,333 +0.5%
UBS Group
6
UBS Group
Switzerland
$99.3M +$287K +2,617 +0.3%
Wells Fargo
7
Wells Fargo
California
$97.7M +$11.1M +100,827 +13%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$94.4M -$2.84M -25,930 -3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$71M +$7.3M +66,576 +12%
AssetMark Inc
10
AssetMark Inc
California
$57.4M +$5.7M +51,961 +11%
LC
11
Lourd Capital
California
$51.5M -$4.38M -39,903 -8%
TCT
12
TIAA CREF Trust
Missouri
$51.3M -$663K -6,047 -1%
QI
13
QS Investors
New York
$40.1M +$17.9M +162,790 +82%
UCFA
14
United Capital Financial Advisors
Texas
$40M +$1.69M +15,439 +4%
EA
15
Efficient Advisors
Ohio
$38.5M +$3.6M +32,825 +10%
AIA
16
Arrow Investment Advisors
Maryland
$35.4M +$18.9M +172,595 +117%
MIS
17
Morningstar Investment Services
Illinois
$31.6M +$4.09M +37,256 +15%
TAIM
18
TD Ameritrade Investment Management
Nebraska
$29.4M -$10.4M -94,393 -26%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$29.3M +$1.38M +12,625 +5%
QA
20
Quantitative Advantage
Minnesota
$25.5M +$3.52M +32,054 +16%
USAA
21
United Services Automobile Association
Texas
$25.1M +$3.87M +35,295 +18%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$24.9M +$5.43M +49,516 +28%
Ameriprise
23
Ameriprise
Minnesota
$24.6M +$9.6M +87,549 +65%
SEI Investments
24
SEI Investments
Pennsylvania
$21.9M +$4.67M +42,618 +27%
Bessemer Group
25
Bessemer Group
New Jersey
$21.8M -$21.5M -195,892 -50%

VBR Hedge Fund Activity: Q3 2016 in Review

390 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Value ETF (VBR) for Q3 2016, worth a combined $3.44B — up 11% from $3.11B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new VBR positions and 17 closed out — a net gain of 21 holders — while 185 added to existing stakes and 105 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $45.1M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $25.2M.

  • 390 institutional investors held Vanguard Small-Cap Value ETF (VBR) as of Q3 2016, up from 376 in Q2 2016.
  • Funds reported $3.44B of Vanguard Small-Cap Value ETF stock for Q3 2016, up 11% quarter-over-quarter.
  • 38 funds opened new Vanguard Small-Cap Value ETF positions in Q3 2016 and 17 closed out, a net change of +21 holders.
  • The largest Vanguard Small-Cap Value ETF buyer in Q3 2016 was Jones Financial Companies, an estimated $45.1M added.
  • The largest Vanguard Small-Cap Value ETF seller in Q3 2016 was Northwestern Mutual Wealth Management, an estimated $25.2M sold.

Based on aggregated 13F filings for Q3 2016.