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Vanguard Small-Cap Value ETF

235 hedge funds and large institutions have $1.28B invested in Vanguard Small-Cap Value ETF in 2013 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 99 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 9

77% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 56

43% more funds holding in top 10

Funds holding in top 10: 1420 (+6)

27% more capital invested

Capital invested by funds: $1.01B → $1.28B (+$270M)

15% more funds holding

Funds holding: 204235 (+31)

1.47% more ownership

Funds ownership: 31.61%33.08% (+1.5%)

82% less call options, than puts

Call options by funds: $1.12M | Put options by funds: $6.19M

Holders
235
Holders Change
+31
Holders Change %
+15.2%
% of All Funds
6.82%
Holding in Top 10
20
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+42.86%
% of All Funds
0.58%
New
42
Increased
99
Reduced
56
Closed
9
Calls
$1.12M
Puts
$6.19M
Net Calls
-$5.07M
Net Calls Change
-$4.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$177M +$10.1M +106,666 +6%
Morgan Stanley
2
Morgan Stanley
New York
$107M +$5.07M +53,694 +5%
AIA
3
Arrow Investment Advisors
Maryland
$70.6M +$1.57M +16,600 +2%
DWA
4
Dorsey Wright & Associates
California
$69.8M +$1.57M +16,600 +2%
U
5
UBS
Switzerland
$59.5M +$11.7M +124,280 +26%
Wells Fargo
6
Wells Fargo
California
$58.4M +$2.19M +23,206 +4%
LC
7
Lourd Capital
California
$54.5M +$1.22M +12,969 +2%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$48.5M +$123K +1,303 +0.3%
EA
9
Efficient Advisors
Ohio
$32.8M +$225K +2,383 +0.7%
LPL Financial
10
LPL Financial
California
$32.1M +$598K +6,337 +2%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$25.4M +$819K +8,678 +3%
TCT
12
TIAA CREF Trust
Missouri
$22.3M +$2.17M +23,007 +11%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$21.6M +$249K +2,639 +1%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$19.9M +$2.35M +24,880 +14%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$19.1M +$1.77M +18,791 +11%
AssetMark Inc
16
AssetMark Inc
California
$17.7M +$26.3K +279 +0.2%
Goldman Sachs
17
Goldman Sachs
New York
$15.4M +$9.47M +100,396 +173%
CAMI
18
Concord Asset Management (Illinois)
Illinois
$15.3M -$66K -700 -0.4%
MWM
19
Modera Wealth Management
New Jersey
$13M -$185K -1,957 -1%
QIM
20
Quest Investment Management
Oregon
$12.4M
PP
21
Pension Partners
New York
$12.2M +$11.8M +125,576 New
Jones Financial Companies
22
Jones Financial Companies
Missouri
$11.7M -$127K -1,348 -1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$11.3M +$9.52M +100,890 +652%
MAA
24
Managed Account Advisors
New Jersey
$10.7M -$125K -1,321 -1%
FPIS
25
Financial Planning & Information Services
Wisconsin
$10.3M +$10M +106,188 New

VBR Hedge Fund Activity: Q4 2013 in Review

235 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Value ETF (VBR) for Q4 2013, worth a combined $1.28B — up 27% from $1.01B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new VBR positions and 9 closed out — a net gain of 33 holders — while 99 added to existing stakes and 56 trimmed.

The largest buyer was UBS, adding an estimated $11.7M. The largest seller was Deutsche Bank, cutting an estimated $18.9M.

  • 235 institutional investors held Vanguard Small-Cap Value ETF (VBR) as of Q4 2013, up from 204 in Q3 2013.
  • Funds reported $1.28B of Vanguard Small-Cap Value ETF stock for Q4 2013, up 27% quarter-over-quarter.
  • 42 funds opened new Vanguard Small-Cap Value ETF positions in Q4 2013 and 9 closed out, a net change of +33 holders.
  • The largest Vanguard Small-Cap Value ETF buyer in Q4 2013 was UBS, an estimated $11.7M added.
  • The largest Vanguard Small-Cap Value ETF seller in Q4 2013 was Deutsche Bank, an estimated $18.9M sold.

Based on aggregated 13F filings for Q4 2013.