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Vanguard Small-Cap Value ETF

285 hedge funds and large institutions have $1.63B invested in Vanguard Small-Cap Value ETF in 2014 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 120 increasing their positions, 64 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 18

88% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 64

30% more funds holding in top 10

Funds holding in top 10: 2026 (+6)

26% more capital invested

Capital invested by funds: $1.3B → $1.63B (+$332M)

14% more funds holding

Funds holding: 251285 (+34)

3.33% more ownership

Funds ownership: 30.49%33.82% (+3.3%)

90% less call options, than puts

Call options by funds: $1.91M | Put options by funds: $19.8M

Holders
285
Holders Change
+34
Holders Change %
+13.55%
% of All Funds
7.6%
Holding in Top 10
26
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+30%
% of All Funds
0.69%
New
57
Increased
120
Reduced
64
Closed
18
Calls
$1.91M
Puts
$19.8M
Net Calls
-$17.9M
Net Calls Change
-$19.1M
Name Holding Trade Value Shares
Change
Change in
Stake
TYCC
26
Texas Yale Capital Corp
Florida
$13.3M +$1.44M +13,974 +12%
Creative Planning
27
Creative Planning
Kansas
$13.3M +$5.81M +56,314 +81%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$12.4M -$18.7M -181,354 -61%
SE
29
Summit Equities
New Jersey
$12.1M +$741K +7,184 +7%
MMA
30
Miracle Mile Advisors
California
$12M +$981K +9,518 +9%
AWA
31
ARS Wealth Advisors
Florida
$11.7M +$1.17M +11,310 +11%
FPIS
32
Financial Planning & Information Services
Wisconsin
$10.9M +$425K +4,126 +4%
ZF
33
Zhang Financial
Michigan
$10.7M +$377K +3,654 +4%
HighTower Advisors
34
HighTower Advisors
Illinois
$10.1M +$772K +7,490 +8%
LNC
35
Lincoln National Corp
Pennsylvania
$9.94M +$742K +7,191 +8%
CCM
36
Carlson Capital Management
Minnesota
$9.43M +$641K +6,217 +7%
OC
37
Oppenheimer & Co
New York
$9.28M +$209K +2,023 +2%
QIM
38
Quest Investment Management
Oregon
$9.14M
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$8.88M -$53.3K -517 -0.6%
JMPWA
40
JP Morgan Private Wealth Advisors
California
$8.79M +$120K +1,165 +1%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$8M +$2.77M +26,857 +55%
IFS
42
Ifrah Financial Services
Arkansas
$7.91M -$372K -3,605 -5%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$7.22M -$2.45M -23,734 -26%
PGFC
44
Peapack-Gladstone Financial Corp
New Jersey
$6.51M -$199K -1,928 -3%
FC
45
Forte Capital
New York
$6.26M -$91.3K -885 -1%
REMPR
46
Roof Eidam Maycock Peralta (REMP)
California
$6.1M +$5.94M +57,641 New
CPO
47
Cerity Partners OCIO
New York
$6.03M +$464K +4,497 +9%
GC
48
Garde Capital
Washington
$6.01M -$24.3K -236 -0.4%
BSW
49
Buckingham Strategic Wealth
Missouri
$5.82M +$54.3K +527 +1%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$5.56M +$1.46M +14,130 +37%

VBR Hedge Fund Activity: Q4 2014 in Review

285 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Value ETF (VBR) for Q4 2014, worth a combined $1.63B — up 26% from $1.3B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new VBR positions and 18 closed out — a net gain of 39 holders — while 120 added to existing stakes and 64 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.6M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $18.7M.

  • 285 institutional investors held Vanguard Small-Cap Value ETF (VBR) as of Q4 2014, up from 251 in Q3 2014.
  • Funds reported $1.63B of Vanguard Small-Cap Value ETF stock for Q4 2014, up 26% quarter-over-quarter.
  • 57 funds opened new Vanguard Small-Cap Value ETF positions in Q4 2014 and 18 closed out, a net change of +39 holders.
  • The largest Vanguard Small-Cap Value ETF buyer in Q4 2014 was Morgan Stanley, an estimated $39.6M added.
  • The largest Vanguard Small-Cap Value ETF seller in Q4 2014 was Northwestern Mutual Wealth Management, an estimated $18.7M sold.

Based on aggregated 13F filings for Q4 2014.