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Upstart Holdings
UPST

131 hedge funds and large institutions have $5.12B invested in Upstart Holdings in 2021 Q1 according to their latest regulatory filings, with 88 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

389% more first-time investments, than exits

New positions opened: 88 | Existing positions closed: 18

192% more capital invested

Capital invested by funds: $1.75B → $5.12B (+$3.37B)

115% more funds holding

Funds holding: 61 → 131 (+70)

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

13% more funds holding in top 10

Funds holding in top 10: 8 → 9 (+1)

1% less call options, than puts

Call options by funds: $159M | Put options by funds: $160M

2.23% less ownership

Funds ownership: 60.91% → 58.68% (-2.2%)

Holders
131
Holders Change
+70
Holders Change %
+114.75%
% of All Funds
2.3%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.16%
New
88
Increased
17
Reduced
14
Closed
18
Calls
$159M
Puts
$160M
Net Calls
-$1.94M
Net Calls Change
-$1.94M

Top Buyers

1
BC
BIT Capital
Germany
+$46.6M
2
Ameriprise
Ameriprise
Minnesota
+$30M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$28.7M
4
BlackRock
BlackRock
New York
+$25.8M
5
FAM
Fred Alger Management
New York
+$21.4M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$76.7M
2
VVP
Vulcan Value Partners
Alabama
-$46.7M
3
Capital International Investors
Capital International Investors
California
-$38.2M
4
PAMU
Pictet Asset Management (UK)
United Kingdom
-$20.2M
5
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$18M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
76
Prelude Capital Management
New York
$563K +$335K +4,371 New
Commonwealth Equity Services
77
Commonwealth Equity Services
Massachusetts
$562K +$334K +4,362 New
CSS
78
Cubist Systematic Strategies
Connecticut
$560K +$333K +4,344 New
SFA
79
Souders Financial Advisors
Ohio
$511K +$304K +3,962 New
OA
80
Oxbow Advisors
Texas
$503K +$299K +3,900 New
MWNA
81
Marshall Wace North America
New York
$501K -$2.32M -30,271 -89%
LPL Financial
82
LPL Financial
California
$488K +$290K +3,786 New
GAM
83
Gotham Asset Management
New York
$432K +$257K +3,352 New
Cambridge Investment Research Advisors
84
Cambridge Investment Research Advisors
Iowa
$354K +$211K +2,748 New
CIBC Asset Management
85
CIBC Asset Management
Ontario, Canada
$348K +$207K +2,700 New
VOYA Investment Management
86
VOYA Investment Management
Georgia
$325K +$193K +2,521 New
KPW
87
Kore Private Wealth
New York
$323K +$192K +2,508 New
G
88
Gainplan
Michigan
$318K +$192K +2,500 New
TRCT
89
Tower Research Capital (TRC)
New York
$279K +$133K +1,740 +410%
RPC
90
Rossmore Private Capital
Connecticut
$277K +$165K +2,150 New
PHK
91
Point72 Hong Kong
Hong Kong
$269K -$858K -11,192 -84%
AB
92
Amalgamated Bank
New York
$237K +$141K +1,838 New
State of Wisconsin Investment Board
93
State of Wisconsin Investment Board
Wisconsin
$230K +$137K +1,782 New
FANJ
94
Financial Architects (New Jersey)
New Jersey
$228K +$136K +1,768 New
WA
95
Wealth Advisors
California
$204K +$170K +2,221 New
Wells Fargo
96
Wells Fargo
California
$161K +$95.4K +1,244 New
FIA
97
FNY Investment Advisers
New York
$154K +$92K +1,200 New
Legal & General Group
98
Legal & General Group
United Kingdom
$136K -$1.02M -13,292 -93%
PCM
99
Penserra Capital Management
California
$101K +$40.2K +524 +200%
FDCDDQ
100
Federation des caisses Desjardins du Quebec
Quebec, Canada
$96.6K +$57.5K +750 New
2 3
4
5 6

UPST Hedge Fund Activity: Q1 2021 in Review

131 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q1 2021, worth a combined $5.12B — up 192% from $1.75B a quarter earlier.

Buyers outnumbered sellers: 88 funds opened new UPST positions and 18 closed out — a net gain of 70 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was BIT Capital, adding an estimated $46.6M. The largest seller was Capital World Investors, cutting an estimated $76.7M.

  • 131 institutional investors held Upstart Holdings (UPST) as of Q1 2021, up from 61 in Q4 2020.
  • Funds reported $5.12B of Upstart Holdings stock for Q1 2021, up 192% quarter-over-quarter.
  • 88 funds opened new Upstart Holdings positions in Q1 2021 and 18 closed out, a net change of +70 holders.
  • The largest Upstart Holdings buyer in Q1 2021 was BIT Capital, an estimated $46.6M added.
  • The largest Upstart Holdings seller in Q1 2021 was Capital World Investors, an estimated $76.7M sold.

Based on aggregated 13F filings for Q1 2021.