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Upstart Holdings
UPST

291 hedge funds and large institutions have $1.08B invested in Upstart Holdings in 2023 Q3 according to their latest regulatory filings, with 48 funds opening new positions, 91 increasing their positions, 72 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 72

1.18% more ownership

Funds ownership: 43.71% → 44.88% (+1.2%)

5% less call options, than puts

Call options by funds: $444M | Put options by funds: $470M

4% less funds holding

Funds holding: 302 → 291 (-11)

17% less capital invested

Capital invested by funds: $1.3B → $1.08B (-$215M)

17% less first-time investments, than exits

New positions opened: 48 | Existing positions closed: 58

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
291
Holders Change
-11
Holders Change %
-3.64%
% of All Funds
4.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
48
Increased
91
Reduced
72
Closed
58
Calls
$444M
Puts
$470M
Net Calls
-$25.3M
Net Calls Change
+$37.5M

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$30.5M
2
Optiver Holding
Optiver Holding
Netherlands
+$16.9M
3
Citadel Advisors
Citadel Advisors
Florida
+$15.6M
4
Two Sigma Investments
Two Sigma Investments
New York
+$12.1M
5
FAM
Fred Alger Management
New York
+$11.2M

Top Sellers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$27.5M
2
BlackRock
BlackRock
New York
-$14.1M
3
Jane Street
Jane Street
New York
-$12.8M
4
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$11M
5
Group One Trading
Group One Trading
Illinois
-$8.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
51
Credit Suisse
Switzerland
$1.92M -$348K -8,671 -11%
Robeco Institutional Asset Management
52
Robeco Institutional Asset Management
Netherlands
$1.64M -$11M -272,644 -83%
LPL Financial
53
LPL Financial
California
$1.6M +$209K +5,192 +10%
WFA
54
WMG Financial Advisors
Tennessee
$1.56M -$1.02M -25,423 -32%
Bank Julius Baer & Co
55
Bank Julius Baer & Co
Switzerland
$1.54M +$122K +3,031 +6%
BCM
56
Bayesian Capital Management
New York
$1.53M +$201K +5,009 +10%
TI
57
Trexquant Investment
Connecticut
$1.53M +$2.15M +53,575 New
GFP
58
Gryphon Financial Partners
Ohio
$1.43M +$2.01M +50,000 New
ASN
59
Advisory Services Network
Georgia
$1.4M +$1.97M +49,121 New
Walleye Capital
60
Walleye Capital
New York
$1.32M +$1.86M +46,292 New
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$1.27M -$3.74K -93 -0.2%
Citigroup
62
Citigroup
New York
$1.2M -$411K -10,223 -20%
MMA
63
Miracle Mile Advisors
California
$1.15M -$4.02K -100 -0.2%
Manulife (Manufacturers Life Insurance)
64
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.14M +$420K +10,441 +35%
Wells Fargo
65
Wells Fargo
California
$1.14M -$788K -19,603 -33%
B
66
Bailard
California
$1.13M -$401K -9,967 -20%
HH
67
Hilltop Holdings
Texas
$1.11M +$595K +14,815 +61%
MIM
68
MetLife Investment Management
New Jersey
$1.09M – – –
Mariner
69
Mariner
Kansas
$1.08M +$524K +13,032 +52%
T. Rowe Price Associates
70
T. Rowe Price Associates
Maryland
$1.08M +$85.4K +2,124 +6%
RF
71
Rollins Financial
Georgia
$1.08M +$1.21M +30,072 +395%
AIG
72
American International Group
New York
$1.03M +$51.4K +1,280 +4%
CBA
73
Coastal Bridge Advisors
Connecticut
$1.02M – – –
MCM
74
Manchester Capital Management
Vermont
$1.01M – – –
LFAS
75
Level Four Advisory Services
Texas
$1M -$4.82K -120 -0.3%
1 2
3
4 5

UPST Hedge Fund Activity: Q3 2023 in Review

291 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q3 2023, worth a combined $1.08B — down 17% from $1.3B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of UPST and 48 opened new positions — a net loss of 10 holders — while 72 trimmed existing stakes and 91 added.

The largest buyer was Morgan Stanley, adding an estimated $30.5M. The largest seller was Bank of Montreal, cutting an estimated $27.5M.

  • 291 institutional investors held Upstart Holdings (UPST) as of Q3 2023, down from 302 in Q2 2023.
  • Funds reported $1.08B of Upstart Holdings stock for Q3 2023, down 17% quarter-over-quarter.
  • 48 funds opened new Upstart Holdings positions in Q3 2023 and 58 closed out, a net change of -10 holders.
  • The largest Upstart Holdings buyer in Q3 2023 was Morgan Stanley, an estimated $30.5M added.
  • The largest Upstart Holdings seller in Q3 2023 was Bank of Montreal, an estimated $27.5M sold.

Based on aggregated 13F filings for Q3 2023.