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Upstart Holdings
UPST

131 hedge funds and large institutions have $5.12B invested in Upstart Holdings in 2021 Q1 according to their latest regulatory filings, with 88 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

389% more first-time investments, than exits

New positions opened: 88 | Existing positions closed: 18

192% more capital invested

Capital invested by funds: $1.75B → $5.12B (+$3.37B)

115% more funds holding

Funds holding: 61 → 131 (+70)

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

13% more funds holding in top 10

Funds holding in top 10: 8 → 9 (+1)

1% less call options, than puts

Call options by funds: $159M | Put options by funds: $160M

2.23% less ownership

Funds ownership: 60.91% → 58.68% (-2.2%)

Holders
131
Holders Change
+70
Holders Change %
+114.75%
% of All Funds
2.3%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.16%
New
88
Increased
17
Reduced
14
Closed
18
Calls
$159M
Puts
$160M
Net Calls
-$1.94M
Net Calls Change
-$1.94M

Top Buyers

1
BC
BIT Capital
Germany
+$46.6M
2
Ameriprise
Ameriprise
Minnesota
+$30M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$28.7M
4
BlackRock
BlackRock
New York
+$25.8M
5
FAM
Fred Alger Management
New York
+$21.4M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$76.7M
2
VVP
Vulcan Value Partners
Alabama
-$46.7M
3
Capital International Investors
Capital International Investors
California
-$38.2M
4
PAMU
Pictet Asset Management (UK)
United Kingdom
-$20.2M
5
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$18M
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
51
Invesco
Georgia
$2M +$1.19M +15,540 New
N
52
Natixis
France
$1.93M +$1.15M +14,945 New
RhumbLine Advisers
53
RhumbLine Advisers
Massachusetts
$1.83M +$1.09M +14,205 New
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$1.36M -$509K -6,641 -39%
Citadel Advisors
55
Citadel Advisors
Florida
$1.34M +$799K +10,421 New
JAM
56
Jupiter Asset Management
United Kingdom
$1.22M -$483K -6,298 -40%
CHM
57
Collaborative Holdings Management
New York
$1.03M +$613K +8,000 New
SG Americas Securities
58
SG Americas Securities
New York
$1M +$598K +7,798 New
UBS Group
59
UBS Group
Switzerland
$988K +$525K +6,846 +828%
AR
60
Advisory Research
Illinois
$978K +$582K +7,589 New
RJA
61
Raymond James & Associates
Florida
$974K +$580K +7,562 New
Ohio Public Employees Retirement System (OPERS)
62
Ohio Public Employees Retirement System (OPERS)
Ohio
$949K +$565K +7,365 New
Osaic Holdings
63
Osaic Holdings
Arizona
$904K +$308K +4,014 +134%
Rafferty Asset Management
64
Rafferty Asset Management
New York
$900K +$536K +6,988 New
Simplex Trading
65
Simplex Trading
Illinois
$890K +$530K +6,913 New
AllianceBernstein
66
AllianceBernstein
Tennessee
$881K +$524K +6,840 New
Squarepoint
67
Squarepoint
New York
$849K +$505K +6,590 New
APA
68
American Portfolios Advisors
New York
$838K +$498K +6,501 New
Tudor Investment Corp
69
Tudor Investment Corp
Connecticut
$823K -$1.71M -22,286 -78%
Citigroup
70
Citigroup
New York
$773K +$460K +5,995 New
Goldman Sachs
71
Goldman Sachs
New York
$692K -$12M -157,001 -97%
Treasurer of the State of North Carolina
72
Treasurer of the State of North Carolina
North Carolina
$656K +$390K +5,090 New
LCM
73
Laurion Capital Management
New York
$644K – – –
SCA
74
Sassicaia Capital Advisers
New York
$644K +$383K +5,000 New
Millennium Management
75
Millennium Management
New York
$581K -$2.87M -37,400 -89%
1 2
3
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UPST Hedge Fund Activity: Q1 2021 in Review

131 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q1 2021, worth a combined $5.12B — up 192% from $1.75B a quarter earlier.

Buyers outnumbered sellers: 88 funds opened new UPST positions and 18 closed out — a net gain of 70 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was BIT Capital, adding an estimated $46.6M. The largest seller was Capital World Investors, cutting an estimated $76.7M.

  • 131 institutional investors held Upstart Holdings (UPST) as of Q1 2021, up from 61 in Q4 2020.
  • Funds reported $5.12B of Upstart Holdings stock for Q1 2021, up 192% quarter-over-quarter.
  • 88 funds opened new Upstart Holdings positions in Q1 2021 and 18 closed out, a net change of +70 holders.
  • The largest Upstart Holdings buyer in Q1 2021 was BIT Capital, an estimated $46.6M added.
  • The largest Upstart Holdings seller in Q1 2021 was Capital World Investors, an estimated $76.7M sold.

Based on aggregated 13F filings for Q1 2021.