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Upstart Holdings
UPST

131 hedge funds and large institutions have $5.12B invested in Upstart Holdings in 2021 Q1 according to their latest regulatory filings, with 88 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

389% more first-time investments, than exits

New positions opened: 88 | Existing positions closed: 18

192% more capital invested

Capital invested by funds: $1.75B → $5.12B (+$3.37B)

115% more funds holding

Funds holding: 61 → 131 (+70)

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

13% more funds holding in top 10

Funds holding in top 10: 8 → 9 (+1)

1% less call options, than puts

Call options by funds: $159M | Put options by funds: $160M

2.23% less ownership

Funds ownership: 60.91% → 58.68% (-2.2%)

Holders
131
Holders Change
+70
Holders Change %
+114.75%
% of All Funds
2.3%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.16%
New
88
Increased
17
Reduced
14
Closed
18
Calls
$159M
Puts
$160M
Net Calls
-$1.94M
Net Calls Change
-$1.94M

Top Buyers

1
BC
BIT Capital
Germany
+$46.6M
2
Ameriprise
Ameriprise
Minnesota
+$30M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$28.7M
4
BlackRock
BlackRock
New York
+$25.8M
5
FAM
Fred Alger Management
New York
+$21.4M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$76.7M
2
VVP
Vulcan Value Partners
Alabama
-$46.7M
3
Capital International Investors
Capital International Investors
California
-$38.2M
4
PAMU
Pictet Asset Management (UK)
United Kingdom
-$20.2M
5
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$18M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
26
CAAS Capital Management
New York
$16.1M – – –
State Street
27
State Street
Massachusetts
$15.6M +$9.28M +121,072 New
Bank of America
28
Bank of America
North Carolina
$15.4M +$4.61M +60,154 +101%
CAC
29
Cowen and Company
New York
$12.9M +$7.7M +100,400 New
Neuberger Berman Group
30
Neuberger Berman Group
New York
$11.8M -$13.5M -175,693 -66%
CIC
31
Carnegie Investment Counsel
Ohio
$11.8M +$7M +91,325 New
Charles Schwab
32
Charles Schwab
California
$11M +$6.52M +84,984 New
Northern Trust
33
Northern Trust
Illinois
$9.5M +$5.65M +73,737 New
Jane Street
34
Jane Street
New York
$7.31M +$2.92M +38,037 +204%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$7.14M +$3.61M +47,041 +560%
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$6.55M +$3.9M +50,820 New
CG
37
Cutler Group
California
$6.35M +$3.78M +49,253 New
N
38
Nuveen
North Carolina
$6.25M +$3.72M +48,506 New
Truist Financial
39
Truist Financial
North Carolina
$5.39M +$1.9M +24,715 +144%
SC
40
Sculptor Capital
New York
$4.14M +$2.46M +32,100 New
Nomura Holdings
41
Nomura Holdings
Japan
$3.73M +$2.22M +29,000 New
Victory Capital Management
42
Victory Capital Management
Texas
$3.73M +$2.22M +28,917 New
Bank of New York Mellon
43
Bank of New York Mellon
New York
$3.38M +$2.01M +26,197 New
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
$3.15M +$1.88M +24,475 New
AI
45
Atom Investors
Texas
$2.83M +$1.68M +21,958 New
OAM
46
Oppenheimer Asset Management
New York
$2.61M +$128K +1,666 +9%
JP Morgan Chase
47
JP Morgan Chase
New York
$2.45M +$1.46M +18,982 New
AP
48
AtonRa Partners
Switzerland
$2.09M +$1.25M +16,245 New
Wolverine Trading
49
Wolverine Trading
Illinois
$2.08M +$1.24M +16,130 New
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$2.05M +$1.22M +15,900 New
1
2
3 4 5

UPST Hedge Fund Activity: Q1 2021 in Review

131 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q1 2021, worth a combined $5.12B — up 192% from $1.75B a quarter earlier.

Buyers outnumbered sellers: 88 funds opened new UPST positions and 18 closed out — a net gain of 70 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was BIT Capital, adding an estimated $46.6M. The largest seller was Capital World Investors, cutting an estimated $76.7M.

  • 131 institutional investors held Upstart Holdings (UPST) as of Q1 2021, up from 61 in Q4 2020.
  • Funds reported $5.12B of Upstart Holdings stock for Q1 2021, up 192% quarter-over-quarter.
  • 88 funds opened new Upstart Holdings positions in Q1 2021 and 18 closed out, a net change of +70 holders.
  • The largest Upstart Holdings buyer in Q1 2021 was BIT Capital, an estimated $46.6M added.
  • The largest Upstart Holdings seller in Q1 2021 was Capital World Investors, an estimated $76.7M sold.

Based on aggregated 13F filings for Q1 2021.