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Upstart Holdings

291 hedge funds and large institutions have $1.08B invested in Upstart Holdings in 2023 Q3 according to their latest regulatory filings, with 48 funds opening new positions, 91 increasing their positions, 72 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 72

1.18% more ownership

Funds ownership: 43.71%44.88% (+1.2%)

5% less call options, than puts

Call options by funds: $444M | Put options by funds: $470M

4% less funds holding

Funds holding: 302291 (-11)

17% less capital invested

Capital invested by funds: $1.3B → $1.08B (-$215M)

17% less first-time investments, than exits

New positions opened: 48 | Existing positions closed: 58

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
291
Holders Change
-11
Holders Change %
-3.64%
% of All Funds
4.62%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
48
Increased
91
Reduced
72
Closed
58
Calls
$444M
Puts
$470M
Net Calls
-$25.3M
Net Calls Change
+$37.5M
Name Holding Trade Value Shares
Change
Change in
Stake
IIA
301
IPG Investment Advisors
California
-$537K -15,000 Closed
SSA
302
Schonfeld Strategic Advisors
New York
-$526K -14,700 Closed
CA
303
Cetera Advisors
Colorado
-$449K -12,533 Closed
SPA
304
Sherbrooke Park Advisers
New York
-$421K -11,752 Closed
CAN
305
Cetera Advisor Networks
California
-$377K -10,524 Closed
IFG
306
Independent Financial Group
California
-$353K -9,845 Closed
QT
307
Quantamental Technologies
New York
-$337K -9,405 Closed
GAM
308
Gotham Asset Management
New York
-$317K -8,842 Closed
OTL
309
Oak Thistle LLC
New York
-$314K -8,774 Closed
Stifel Financial
310
Stifel Financial
Missouri
-$306K -8,540 Closed
HighTower Advisors
311
HighTower Advisors
Illinois
-$298K -8,316 Closed
RJA
312
Raymond James & Associates
Florida
-$293K -8,171 Closed
JFGLC
313
Johnson Financial Group LLC (Colorado)
Colorado
-$286K -8,000 Closed
AC
314
AXQ Capital
New Jersey
-$272K -7,600 Closed
IAA
315
Independent Advisor Alliance
North Carolina
-$259K -7,230 Closed
CAM
316
CenterStar Asset Management
Illinois
-$290K -7,225 Closed
VWA
317
V Wealth Advisors
Kansas
-$241K -6,742 Closed
Vontobel Holding
318
Vontobel Holding
Switzerland
-$236K -6,600 Closed
IC
319
IEQ Capital
California
-$236K -6,593 Closed
Franklin Resources
320
Franklin Resources
California
-$234K -6,530 Closed
SFG
321
Synergy Financial Group
California
-$231K -6,446 Closed
AWS
322
Atria Wealth Solutions
New York
-$228K -6,357 Closed
AAS
323
Avantax Advisory Services
Texas
-$222K -6,190 Closed
PWM
324
Prosperity Wealth Management
California
-$136K -3,807 Closed
IGWM
325
ICA Group Wealth Management
Colorado
-$61.8K -1,726 Closed

UPST Hedge Fund Activity: Q3 2023 in Review

291 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q3 2023, worth a combined $1.08B — down 17% from $1.3B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of UPST and 48 opened new positions — a net loss of 10 holders — while 72 trimmed existing stakes and 91 added.

The largest buyer was Morgan Stanley, adding an estimated $30.5M. The largest seller was Bank of Montreal, cutting an estimated $27.5M.

  • 291 institutional investors held Upstart Holdings (UPST) as of Q3 2023, down from 302 in Q2 2023.
  • Funds reported $1.08B of Upstart Holdings stock for Q3 2023, down 17% quarter-over-quarter.
  • 48 funds opened new Upstart Holdings positions in Q3 2023 and 58 closed out, a net change of -10 holders.
  • The largest Upstart Holdings buyer in Q3 2023 was Morgan Stanley, an estimated $30.5M added.
  • The largest Upstart Holdings seller in Q3 2023 was Bank of Montreal, an estimated $27.5M sold.

Based on aggregated 13F filings for Q3 2023.