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Upstart Holdings

478 hedge funds and large institutions have $5.83B invested in Upstart Holdings in 2021 Q4 according to their latest regulatory filings, with 166 funds opening new positions, 205 increasing their positions, 74 reducing their positions, and 109 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more repeat investments, than reductions

Existing positions increased: 205 | Existing positions reduced: 74

52% more first-time investments, than exits

New positions opened: 166 | Existing positions closed: 109

12% more funds holding

Funds holding: 425478 (+53)

8.61% less ownership

Funds ownership: 56.02%47.41% (-8.6%)

16% less call options, than puts

Call options by funds: $997M | Put options by funds: $1.19B

56% less funds holding in top 10

Funds holding in top 10: 188 (-10)

56% less capital invested

Capital invested by funds: $13.3B → $5.83B (-$7.45B)

Holders
478
Holders Change
+53
Holders Change %
+12.47%
% of All Funds
7.36%
Holding in Top 10
8
Holding in Top 10 Change
-10
Holding in Top 10 Change %
-55.56%
% of All Funds
0.12%
New
166
Increased
205
Reduced
74
Closed
109
Calls
$997M
Puts
$1.19B
Net Calls
-$189M
Net Calls Change
-$677M
Name Holding Trade Value Shares
Change
Change in
Stake
KLCM
276
KG&L Capital Management
Louisiana
$324K +$535K +2,142 New
MIC
277
Maxi Investments CY
Cyprus
$310K +$512K +2,050 New
VFM
278
Vivid Financial Management
California
$309K -$111K -444 -18%
VCA
279
Verdence Capital Advisors
Maryland
$306K -$294K -1,178 -37%
SSG
280
Summit Securities Group
New York
$303K -$1.62M -6,500 -76%
CC
281
Commons Capital
Massachusetts
$303K +$500K +2,000 New
LFM
282
LGT Fund Management
Liechtenstein
$303K +$500K +2,000 New
FHA
283
Flagship Harbor Advisors
Massachusetts
$303K +$501K +2,005 New
FFA
284
First Foundation Advisors
California
$302K +$19.2K +77 +4%
CMI
285
Clare Market Investments
Texas
$301K +$290K +1,160 +140%
MSAM
286
Moloney Securities Asset Management
Missouri
$299K -$19.7K -79 -4%
Envestnet Asset Management
287
Envestnet Asset Management
Illinois
$289K -$830K -3,324 -63%
PFA
288
Paradigm Financial Advisors
Missouri
$283K +$107K +429 +30%
HI
289
Harbour Investments
Wisconsin
$279K +$319K +1,278 +225%
IWC
290
Integrated Wealth Concepts
Massachusetts
$273K +$175K +702 +64%
GC
291
Guggenheim Capital
Illinois
$269K +$253K +1,014 +132%
LA
292
Legacy Advisors
Pennsylvania
$259K
Lazard Asset Management
293
Lazard Asset Management
New York
$257K +$300K +1,201 +240%
AAS
294
Avantax Advisory Services
Texas
$256K -$12K -48 -3%
Prudential Financial
295
Prudential Financial
New Jersey
$255K -$6.5K -26 -2%
SFO
296
Stokes Family Office
Louisiana
$253K +$418K +1,675 New
Nordea Investment Management
297
Nordea Investment Management
Sweden
$252K +$407K +1,631 New
SAM
298
Shell Asset Management
Netherlands
$251K +$2.25K +9 +0.5%
OC
299
Oppenheimer & Co
New York
$250K +$144K +575 +53%
VWM
300
Venturi Wealth Management
Texas
$248K +$135K +540 +49%

UPST Hedge Fund Activity: Q4 2021 in Review

478 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q4 2021, worth a combined $5.83B — down 56% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 166 funds opened new UPST positions and 109 closed out — a net gain of 57 holders — while 205 added to existing stakes and 74 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $269M. The largest seller was Third Point, cutting an estimated $2.1B.

  • 478 institutional investors held Upstart Holdings (UPST) as of Q4 2021, up from 425 in Q3 2021.
  • Funds reported $5.83B of Upstart Holdings stock for Q4 2021, down 56% quarter-over-quarter.
  • 166 funds opened new Upstart Holdings positions in Q4 2021 and 109 closed out, a net change of +57 holders.
  • The largest Upstart Holdings buyer in Q4 2021 was D.E. Shaw & Co, an estimated $269M added.
  • The largest Upstart Holdings seller in Q4 2021 was Third Point, an estimated $2.1B sold.

Based on aggregated 13F filings for Q4 2021.