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Upstart Holdings

291 hedge funds and large institutions have $1.08B invested in Upstart Holdings in 2023 Q3 according to their latest regulatory filings, with 48 funds opening new positions, 91 increasing their positions, 72 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 72

1.18% more ownership

Funds ownership: 43.71%44.88% (+1.2%)

5% less call options, than puts

Call options by funds: $444M | Put options by funds: $470M

4% less funds holding

Funds holding: 302291 (-11)

17% less capital invested

Capital invested by funds: $1.3B → $1.08B (-$215M)

17% less first-time investments, than exits

New positions opened: 48 | Existing positions closed: 58

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
291
Holders Change
-11
Holders Change %
-3.64%
% of All Funds
4.62%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
48
Increased
91
Reduced
72
Closed
58
Calls
$444M
Puts
$470M
Net Calls
-$25.3M
Net Calls Change
+$37.5M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
251
Tradewinds Capital Management
Washington
$1.43K
NL
252
NVWM LLC
Pennsylvania
$1.23K
PP
253
Pacifica Partners
Canada
$1.18K
AIM
254
Anchor Investment Management
South Carolina
$1.17K
CIA
255
Cape Investment Advisory
Georgia
$1.14K
GC
256
Gould Capital
Washington
$1.05K
WOC
257
West Oak Capital
California
$1K
VNA
258
Valley National Advisers
Pennsylvania
$1K +$1.41K +35 New
AA
259
AlphaMark Advisors
Kentucky
$1K +$1.77K +44 New
NRG
260
Nemes Rush Group
Michigan
$885 -$23.3K -579 -95%
SS
261
Sunbelt Securities
Texas
$885
DJSG
262
D.J. St. Germain
Massachusetts
$856
CSC
263
Caldwell Sutter Capital
California
$714
JWM
264
Janiczek Wealth Management
Colorado
$714
NSIM
265
North Star Investment Management
Illinois
$685
MTIC
266
Missouri Trust & Investment Company
Missouri
$628
FWM
267
Focused Wealth Management
New York
$571
RF
268
Robbins Farley
New Hampshire
$571 +$804 +20 New
GI
269
Gradient Investments
Minnesota
$542
CHA
270
Carmichael Hill & Associates
Maryland
$514
GFPC
271
Global Financial Private Client
Florida
$413 +$603 +15 New
PFBT
272
Parkside Financial Bank & Trust
Missouri
$400
HNB
273
Huntington National Bank
Ohio
$371
ASBI
274
American State Bank (Iowa)
Iowa
$285
CP
275
Castleview Partners
Texas
$285

UPST Hedge Fund Activity: Q3 2023 in Review

291 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q3 2023, worth a combined $1.08B — down 17% from $1.3B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of UPST and 48 opened new positions — a net loss of 10 holders — while 72 trimmed existing stakes and 91 added.

The largest buyer was Morgan Stanley, adding an estimated $30.5M. The largest seller was Bank of Montreal, cutting an estimated $27.5M.

  • 291 institutional investors held Upstart Holdings (UPST) as of Q3 2023, down from 302 in Q2 2023.
  • Funds reported $1.08B of Upstart Holdings stock for Q3 2023, down 17% quarter-over-quarter.
  • 48 funds opened new Upstart Holdings positions in Q3 2023 and 58 closed out, a net change of -10 holders.
  • The largest Upstart Holdings buyer in Q3 2023 was Morgan Stanley, an estimated $30.5M added.
  • The largest Upstart Holdings seller in Q3 2023 was Bank of Montreal, an estimated $27.5M sold.

Based on aggregated 13F filings for Q3 2023.