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Upstart Holdings

478 hedge funds and large institutions have $5.83B invested in Upstart Holdings in 2021 Q4 according to their latest regulatory filings, with 166 funds opening new positions, 205 increasing their positions, 74 reducing their positions, and 109 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more repeat investments, than reductions

Existing positions increased: 205 | Existing positions reduced: 74

52% more first-time investments, than exits

New positions opened: 166 | Existing positions closed: 109

12% more funds holding

Funds holding: 425478 (+53)

8.61% less ownership

Funds ownership: 56.02%47.41% (-8.6%)

16% less call options, than puts

Call options by funds: $997M | Put options by funds: $1.19B

56% less funds holding in top 10

Funds holding in top 10: 188 (-10)

56% less capital invested

Capital invested by funds: $13.3B → $5.83B (-$7.45B)

Holders
478
Holders Change
+53
Holders Change %
+12.47%
% of All Funds
7.36%
Holding in Top 10
8
Holding in Top 10 Change
-10
Holding in Top 10 Change %
-55.56%
% of All Funds
0.12%
New
166
Increased
205
Reduced
74
Closed
109
Calls
$997M
Puts
$1.19B
Net Calls
-$189M
Net Calls Change
-$677M
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
251
MML Investors Services
Massachusetts
$407K +$346K +1,387 +106%
SI
252
Stephens Inc
Arkansas
$402K +$258K +1,033 +64%
LSA
253
Leonteq Securities AG
Switzerland
$400K +$507K +2,031 +332%
NA
254
NewEdge Advisors
Louisiana
$397K -$623K -2,493 -49%
BHCM
255
Boulder Hill Capital Management
New York
$393K +$649K +2,600 New
AWM
256
Apollon Wealth Management
South Carolina
$389K +$641K +2,568 New
KMWM
257
Keudell/Morrison Wealth Management
Oregon
$386K +$637K +2,550 New
NAM
258
Nissay Asset Management
Japan
$380K +$627K +2,509 New
NFSG
259
Newbridge Financial Services Group
Florida
$370K +$568K +2,275 +1,354%
WBC
260
Westpac Banking Corp
Australia
$366K +$604K +2,417 New
SPC
261
Sigma Planning Corp
Michigan
$363K -$396K -1,585 -40%
PWM
262
Purus Wealth Management
California
$363K +$210K +842 +54%
HIM
263
Hillsdale Investment Management
Ontario, Canada
$360K +$20K +80 +3%
Cetera Investment Advisers
264
Cetera Investment Advisers
Illinois
$358K +$395K +1,580 +202%
IMRF
265
Illinois Municipal Retirement Fund
Illinois
$356K
SG
266
StoneX Group
New York
$354K +$234K +935 +66%
GG
267
Golden Green
South Carolina
$336K -$182K -729 -25%
PIA
268
Perennial Investment Advisors
California
$335K -$267K -1,070 -33%
TI
269
Tidal Investments
Wisconsin
$334K +$83.7K +335 +18%
Creative Planning
270
Creative Planning
Kansas
$330K -$336K -1,344 -38%
Mackenzie Financial
271
Mackenzie Financial
Ontario, Canada
$329K +$543K +2,174 New
CCM
272
Coldstream Capital Management
Washington
$329K +$544K +2,177 New
IFG
273
Independent Financial Group
California
$327K -$1M -4,007 -65%
FB
274
First Bancorp
Maine
$326K +$275K +1,100 +104%
IA
275
IAM Advisory
Pennsylvania
$325K +$710K +2,843 New

UPST Hedge Fund Activity: Q4 2021 in Review

478 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q4 2021, worth a combined $5.83B — down 56% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 166 funds opened new UPST positions and 109 closed out — a net gain of 57 holders — while 205 added to existing stakes and 74 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $269M. The largest seller was Third Point, cutting an estimated $2.1B.

  • 478 institutional investors held Upstart Holdings (UPST) as of Q4 2021, up from 425 in Q3 2021.
  • Funds reported $5.83B of Upstart Holdings stock for Q4 2021, down 56% quarter-over-quarter.
  • 166 funds opened new Upstart Holdings positions in Q4 2021 and 109 closed out, a net change of +57 holders.
  • The largest Upstart Holdings buyer in Q4 2021 was D.E. Shaw & Co, an estimated $269M added.
  • The largest Upstart Holdings seller in Q4 2021 was Third Point, an estimated $2.1B sold.

Based on aggregated 13F filings for Q4 2021.