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Innovator US Equity Ultra Buffer ETF November

Name Holding Trade Value Shares
Change
Change in
Stake
MA
1
Mutual Advisors
Nebraska
$4.3M +$4.23M +152,162 New
CRWM
2
Castle Rock Wealth Management
California
$1.18M +$1.16M +41,621 New
AIC
3
Archer Investment Corporation
Indiana
$614K +$603K +21,689 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$532K +$159K +5,728 +44%
OMC
5
Old Mission Capital
Illinois
$452K -$838K -30,126 -65%
Osaic Holdings
6
Osaic Holdings
Arizona
$434K +$188K +6,746 +79%
CAN
7
Cetera Advisor Networks
California
$418K +$25.4K +914 +7%
KCM
8
Kathmere Capital Management
Pennsylvania
$340K +$335K +12,031 New
AAP
9
Arax Advisory Partners
Colorado
$283K +$23.4K +840 +9%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$243K +$28.1K +1,012 +13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$230K +$227K +8,153 New
TWM
12
Tradition Wealth Management
Minnesota
$123K +$121K +4,340 New
IA
13
IFP Advisors
Florida
$53K +$52.1K +1,874 New
CFA
14
Carroll Financial Associates
North Carolina
$22K
CAAS
15
Capital Asset Advisory Services
Michigan
$21K +$21.1K +758 New
GWM
16
Geneos Wealth Management
Colorado
$2K +$2.09K +75 New
DAS
17
Dynamic Advisor Solutions
Arizona
-$259K -9,637 Closed
UBS Group
18
UBS Group
Switzerland
-$22K -810 Closed
APA
19
American Portfolios Advisors
New York
-$5.22K -194 Closed