United-Guardian
28 hedge funds and large institutions have $17.5M invested in United-Guardian in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.
0.26% more ownership
Funds ownership: 26.29% → 26.56% (+0.26%)
4% less capital invested
Capital invested by funds: $18.3M → $17.5M (-$755K)
3% less funds holding
Funds holding: 29 → 28 (-1)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
67% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AFM
Anson Funds Management
Dallas,
Texas
|
+$308K |
| 2 |
RB
Rodgers Brothers
Harmony,
Pennsylvania
|
+$200K |
| 3 |
HighTower Advisors
Chicago,
Illinois
|
+$161K |
| 4 |
BlackRock
New York
|
+$23.5K |
| 5 |
Morgan Stanley
New York
|
+$2.59K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Neuberger Berman Group
New York
|
-$203K |
| 2 |
ERIM
Eagle Ridge Investment Management
Stamford,
Connecticut
|
-$159K |
| 3 |
APA
American Portfolios Advisors
Holbrook,
New York
|
-$47.7K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$39.2K |
| 5 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
-$25.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Osaic Holdings
Scottsdale,
Arizona
| $6K | – | – | – |
|
|
SBL
27
Sargent Bickham Lagudis
Boulder,
Colorado
| $3K | +$58 | +4 | +2% |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $1K | – | – | – |
|
|
ERIM
29
Eagle Ridge Investment Management
Stamford,
Connecticut
| – | -$159K | -10,462 | Closed |
|
|
APA
30
American Portfolios Advisors
Holbrook,
New York
| – | -$47.7K | -3,150 | Closed |
|
UG Hedge Fund Activity: Q4 2020 in Review
28 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q4 2020, worth a combined $17.5M — down 4.1% from $18.3M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of UG and 3 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 4 added.
The largest buyer was Anson Funds Management, opening a new position worth an estimated $308K. The largest seller was Neuberger Berman Group, cutting an estimated $203K.
- 28 institutional investors held United-Guardian (UG) as of Q4 2020, down from 29 in Q3 2020.
- Funds reported $17.5M of United-Guardian stock for Q4 2020, down 4.1% quarter-over-quarter.
- 3 funds opened new United-Guardian positions in Q4 2020 and 4 closed out, a net change of -1 holder.
- The largest United-Guardian buyer in Q4 2020 was Anson Funds Management, an estimated $308K added.
- The largest United-Guardian seller in Q4 2020 was Neuberger Berman Group, an estimated $203K sold.
Based on aggregated 13F filings for Q4 2020.