United-Guardian
33 hedge funds and large institutions have $17.6M invested in United-Guardian in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 4 closing their positions.
13% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 8
0.03% more ownership
Funds ownership: 26.5% → 26.53% (+0.03%)
6% less funds holding
Funds holding: 35 → 33 (-2)
26% less capital invested
Capital invested by funds: $23.7M → $17.6M (-$6.06M)
50% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RB
Rodgers Brothers
Harmony,
Pennsylvania
|
+$376K |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$179K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$57K |
| 4 |
Victory Capital Management
San Antonio,
Texas
|
+$16.5K |
| 5 |
BlackRock
New York
|
+$11.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WQ
Wealth Quarterback
Toms River,
New Jersey
|
-$213K |
| 2 |
Neuberger Berman Group
New York
|
-$147K |
| 3 |
Renaissance Technologies
New York
|
-$91.1K |
| 4 |
Morgan Stanley
New York
|
-$75K |
| 5 |
OSAM
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
-$64K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Wells Fargo
San Francisco,
California
| $23K | +$4.81K | +292 | +22% |
|
|
27
Victory Capital Management
San Antonio,
Texas
| $14K | +$16.5K | +1,002 | New |
|
|
WQ
28
Wealth Quarterback
Toms River,
New Jersey
| $10.8K | -$213K | -12,918 | -95% |
|
|
AIC
29
Ameritas Investment Company
Lincoln,
Nebraska
| $5K | +$6.61K | +401 | New |
|
|
SBL
30
Sargent Bickham Lagudis
Boulder,
Colorado
| $3K | – | – | – |
|
|
FGAM
31
Financial Gravity Asset Management
Lakeway,
Texas
| $2.25K | +$428 | +26 | +20% |
|
32
Fidelity Investments
Boston,
Massachusetts
| $1K | – | – | – |
|
33
Royal Bank of Canada
Toronto,
Ontario, Canada
| $1K | – | – | – |
|
|
OSAM
34
O'Shaughnessy Asset Management
Stamford,
Connecticut
| – | -$64K | -3,255 | Closed |
|
|
TRCT
35
Tower Research Capital (TRC)
New York
| – | -$3K | -138 | Closed |
|
36
JP Morgan Chase
New York
| – | -$2K | -100 | Closed |
|
|
TFA
37
Tobias Financial Advisors
Plantation,
Florida
| – | -$1K | -84 | Closed |
|
UG Hedge Fund Activity: Q1 2020 in Review
33 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q1 2020, worth a combined $17.6M — down 26% from $23.7M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of UG and 2 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 9 added.
The largest buyer was Rodgers Brothers, adding an estimated $376K. The largest seller was Wealth Quarterback, cutting an estimated $213K.
- 33 institutional investors held United-Guardian (UG) as of Q1 2020, down from 35 in Q4 2019.
- Funds reported $17.6M of United-Guardian stock for Q1 2020, down 26% quarter-over-quarter.
- 2 funds opened new United-Guardian positions in Q1 2020 and 4 closed out, a net change of -2 holders.
- The largest United-Guardian buyer in Q1 2020 was Rodgers Brothers, an estimated $376K added.
- The largest United-Guardian seller in Q1 2020 was Wealth Quarterback, an estimated $213K sold.
Based on aggregated 13F filings for Q1 2020.