United-Guardian
31 hedge funds and large institutions have $17M invested in United-Guardian in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 5 closing their positions.
0% more funds holding
Funds holding: 31 → 31 (0)
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
0% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 7
22% less capital invested
Capital invested by funds: $21.7M → $17M (-$4.7M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Renaissance Technologies
New York
|
+$186K |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
+$143K |
| 3 |
Morgan Stanley
New York
|
+$106K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$51.3K |
| 5 |
NGA
Naples Global Advisors
Naples,
Florida
|
+$41.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
-$266K |
| 2 |
PWAP
Private Wealth Advisors (Pennsylvania)
Greensburg,
Pennsylvania
|
-$200K |
| 3 |
AIG
American International Group
New York
|
-$60.1K |
| 4 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
-$16.6K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$12.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
KTC
26
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| $9K | – | – | – |
|
|
AF
27
Arrow Financial
Glens Falls,
New York
| $7K | +$7.52K | +300 | New |
|
|
GSC
28
Ground Swell Capital
Folly Beach,
South Carolina
| $5K | +$5.84K | +233 | New |
|
|
MA
29
MUFG Americas
New York
| $3K | +$3.51K | +140 | New |
|
30
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
|
OSAM
31
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $1K | +$928 | +37 | New |
|
|
32
Ameriprise
Minneapolis,
Minnesota
| – | -$266K | -9,312 | Closed |
|
|
PWAP
33
Private Wealth Advisors (Pennsylvania)
Greensburg,
Pennsylvania
| – | -$200K | -7,000 | Closed |
|
|
AIG
34
American International Group
New York
| – | -$60.1K | -2,100 | Closed |
|
35
BNP Paribas Financial Markets
Paris,
France
| – | -$4K | -140 | Closed |
|
|
TRCT
36
Tower Research Capital (TRC)
New York
| – | -$1K | -35 | Closed |
|
UG Hedge Fund Activity: Q3 2014 in Review
31 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q3 2014, worth a combined $17M — down 22% from $21.7M a quarter earlier.
Fund positioning in UG was balanced in Q3 2014: 5 funds opened new positions, 5 closed out, 7 added to existing stakes and 7 trimmed.
The largest buyer was Renaissance Technologies, adding an estimated $186K. The largest seller was Ameriprise, exiting entirely with an estimated $266K sold.
- 31 institutional investors held United-Guardian (UG) as of Q3 2014, unchanged from Q2 2014.
- Funds reported $17M of United-Guardian stock for Q3 2014, down 22% quarter-over-quarter.
- 5 funds opened new United-Guardian positions in Q3 2014 and 5 closed out, a net change of 0 holders.
- The largest United-Guardian buyer in Q3 2014 was Renaissance Technologies, an estimated $186K added.
- The largest United-Guardian seller in Q3 2014 was Ameriprise, an estimated $266K sold.
Based on aggregated 13F filings for Q3 2014.