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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
EDRE
151
Edmond de Rothschild (Europe)
Luxembourg
$491K -$1.05M -49,459 -65%
CSS
152
Cubist Systematic Strategies
Connecticut
$475K +$280K +13,229 +106%
FAAS
153
First Allied Advisory Services
California
$434K -$31.7K -1,495 -6%
ICAS
154
Investors Capital Advisory Services
Massachusetts
$425K +$487K +23,000 New
BIM
155
Beach Investment Management
Pennsylvania
$400K -$404K -19,070 -47%
US Bancorp
156
US Bancorp
Minnesota
$399K +$209K +9,860 +84%
GCAC
157
Guardian Capital Advisors (Canada)
Ontario, Canada
$398K +$464K +21,916 New
SCM
158
Stevens Capital Management
Pennsylvania
$388K -$296K -13,976 -40%
JMPWA
159
JP Morgan Private Wealth Advisors
California
$344K +$394K +18,583 New
CS
160
Comerica Securities
Michigan
$337K +$162K +7,653 +73%
HighTower Advisors
161
HighTower Advisors
Illinois
$322K +$46.7K +2,206 +15%
Creative Planning
162
Creative Planning
Kansas
$311K -$205K -9,654 -37%
OCG
163
Opus Capital Group
Ohio
$305K
KeyBank National Association
164
KeyBank National Association
Ohio
$295K +$338K +15,933 New
CCA
165
Checchi Capital Advisers
California
$294K +$338K +15,963 New
UCFA
166
United Capital Financial Advisors
Texas
$277K +$317K +14,977 New
GC
167
Guggenheim Capital
Illinois
$270K -$578K -27,295 -65%
LTFS
168
Ladenburg Thalmann Financial Services
Florida
$261K +$8.39K +396 +3%
FCI
169
Financial Counselors Inc
Kansas
$253K +$290K +13,681 New
FWM
170
Frontier Wealth Management
Missouri
$240K +$48.5K +2,287 +21%
AI
171
Atria Investments
North Carolina
$230K -$15.5K -732 -6%
HNB
172
Huntington National Bank
Ohio
$222K +$11.4K +536 +5%
BRWA
173
B. Riley Wealth Advisors
Florida
$221K -$6.44K -304 -3%
DWT
174
Dorsey & Whitney Trust
South Dakota
$220K +$7.37K +348 +3%
JMH
175
J.M. Hartwell
New York
$219K -$10.6K -500 -4%