Capital One National Association’s UBS Group UBS Stock Holding History

Capital One National Association’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-35,944	Closed	-$616K	–	539
2017 Q3	$616K	Buy	35,944 +1,422	+4%	+$24.3K	0.04%	309
2017 Q2	$586K	Buy	34,522 +1,252	+4%	+$20.4K	0.04%	313
2017 Q1	$531K	Buy	33,270 +1,876	+6%	+$30.2K	0.04%	317
2016 Q4	$492K	Buy	31,394 +190	+0.6%	+$2.86K	0.04%	336
2016 Q3	$425K	Hold	31,204	–	–	0.03%	355
2016 Q2	$404K	Buy	31,204 +1,080	+4%	+$16.5K	0.03%	356
2016 Q1	$483K	Buy	30,124 +1,441	+5%	+$23.4K	0.04%	342
2015 Q4	$556K	Sell	28,683 -177	-0.6%	-$3.45K	0.05%	326
2015 Q3	$534K	Sell	28,860 -7,952	-22%	-$169K	0.05%	335
2015 Q2	$780K	Buy	36,812 +25,514	+226%	+$533K	0.07%	267
2015 Q1	$212K	Sell	11,298 -12,147	-52%	-$211K	0.02%	523
2014 Q4	$400K	Buy	+23,445	New	+$402K	0.04%	371

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Capital One National Association's UBS Position: Q4 2017 in Review

Capital One National Association sold out of UBS Group (UBS) in Q4 2017, closing a stake of 35,944 shares — an estimated $616K sold.

Capital One National Association first reported a position in UBS in Q4 2014 and held it in 12 quarters. The position peaked at $780K in Q2 2015. 289 funds tracked by Wall St. Rank hold UBS as of Q4 2017.

Capital One National Association reported no remaining UBS Group position as of Q4 2017 after selling out during the quarter.
Capital One National Association sold 35,944 UBS Group shares in Q4 2017, an estimated $616K.
Capital One National Association first reported a position in UBS Group in Q4 2014 and held it in 12 quarters.
Capital One National Association's UBS Group position peaked at $780K in Q2 2015.
289 funds tracked by Wall St. Rank held UBS Group as of Q4 2017.

Based on Capital One National Association's 13F filing for Q4 2017, filed 7 Feb 2018.