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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
276
First Command Financial Services
Texas
$4K – – –
FGC
277
Financial Gravity Companies
Texas
$4K +$3.2K +184 New
MPWT
278
MassMutual Private Wealth & Trust
Connecticut
$3.59K +$3.39K +195 New
LWA
279
Lenox Wealth Advisors
New York
$3K -$8.71K -501 -75%
TRCT
280
Tower Research Capital (TRC)
New York
$3K -$7.3K -420 -70%
WC
281
Whitnell & Co
Illinois
$3K +$2.94K +169 New
HMS
282
Hanseatic Management Services
New Mexico
$2K – – –
GFP
283
Gryphon Financial Partners
Ohio
$2K +$2.03K +117 New
APA
284
American Portfolios Advisors
New York
$1.49K +$1.41K +81 New
IWM
285
IHT Wealth Management
Illinois
$1K – – –
WAP
286
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
WEC
287
Winslow Evans & Crocker
Massachusetts
$552 – – –
TIM
288
Thornburg Investment Management
New Mexico
– -$35.3M -2,055,683 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
289
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$15.5M -902,413 Closed
HCM
290
Highbridge Capital Management
New York
– -$5.06M -296,000 Closed
Parallax Volatility Advisers
291
Parallax Volatility Advisers
California
– -$1.17M -67,267 Closed
QT
292
Quantbot Technologies
New York
– -$1.03M -59,848 Closed
Capital Fund Management (CFM)
293
Capital Fund Management (CFM)
France
– -$962K -56,100 Closed
LFAS
294
Level Four Advisory Services
Texas
– -$724K -42,220 Closed
CONA
295
Capital One National Association
New York
– -$616K -35,944 Closed
TI
296
Trexquant Investment
Connecticut
– -$529K -30,837 Closed
ONB
297
Old National Bancorp
Indiana
– -$529K -30,809 Closed
DADC
298
D.A. Davidson & Co
Montana
– -$486K -28,366 Closed
GI
299
Glovista Investments
New Jersey
– -$403K -23,479 Closed
Two Sigma Advisers
300
Two Sigma Advisers
New York
– -$382K -22,282 Closed