Highbridge Capital Management’s UBS Group UBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-296,000	Closed	-$5.06M	–	1167
2017 Q3	$5.06M	Buy	296,000 +14,733	+5%	+$252K	0.08%	232
2017 Q2	$4.77M	Buy	281,267 +32,638	+13%	+$554K	0.07%	240
2017 Q1	$3.98M	Buy	248,629 +228,629	+1,143%	+$3.66M	0.06%	290
2016 Q4	$314K	Buy	+20,000	New	+$314K	0.01%	779