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UBS Group

223 hedge funds and large institutions have $13.2B invested in UBS Group in 2016 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 78 increasing their positions, 88 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more call options, than puts

Call options by funds: $121M | Put options by funds: $118M

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

2% less capital invested

Capital invested by funds: $13.5B → $13.2B (-$272M)

1.8% less ownership

Funds ownership: 27.83%26.03% (-1.8%)

11% less funds holding

Funds holding: 251223 (-28)

11% less repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 88

51% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 47

Holders
223
Holders Change
-28
Holders Change %
-11.16%
% of All Funds
5.95%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
23
Increased
78
Reduced
88
Closed
47
Calls
$121M
Puts
$118M
Net Calls
+$3M
Net Calls Change
-$41.2M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
201
Winfield Associates
Ohio
$15K -$272 -20 -2%
ANBT
202
American National Bank & Trust
Texas
$15K
RWA
203
Ropes Wealth Advisors
Massachusetts
$15K
GXMC
204
Global X Management Company
New York
$14K -$31.3K -2,300 -69%
MFS
205
MSI Financial Services
Massachusetts
$12K +$163 +12 +1%
WRM
206
Westport Resources Management
Connecticut
$11K +$10K +738 +717%
ASN
207
Advisory Services Network
Georgia
$10K
WAM
208
Wealthspire Advisors (Maryland)
Maryland
$8K -$368 -27 -4%
Nisa Investment Advisors
209
Nisa Investment Advisors
Missouri
$8K +$177 +13 +2%
NFG
210
Next Financial Group
Texas
$7K +$1.14K +84 +21%
WC
211
Whitnell & Co
Illinois
$6K +$5.94K +436 New
VOYA Investment Management
212
VOYA Investment Management
Georgia
$5.37K +$177 +13 +0%
GI
213
Gradient Investments
Minnesota
$5K +$4.86K +357 New
IWMPD
214
Integrated Wealth Management (Palm Desert)
California
$3K +$1.14K +84 +79%
HIIFS
215
Harel Insurance Investments & Financial Services
Israel
$2K
PMFA
216
Plante Moran Financial Advisors
Michigan
$2K
WP
217
WealthPLAN Partners
Nebraska
$1.65K -$1.62K -119 -50%
TWI
218
Thomas White International
Illinois
$1K -$4.71M -345,602 -100%
ACS
219
Archford Capital Strategies
Illinois
$1K -$1.63K -120 -50%
CHC
220
City Holding Co
West Virginia
$1K
PCP
221
Proficio Capital Partners
Massachusetts
$1K
M
222
MOTCO
Texas
$1K +$653 +48 New
WEC
223
Winslow Evans & Crocker
Massachusetts
$410
O
224
OppenheimerFunds
New York
-$393M -30,406,565 Closed
Macquarie Group
225
Macquarie Group
Australia
-$116M -8,948,214 Closed

UBS Hedge Fund Activity: Q3 2016 in Review

223 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in UBS Group (UBS) for Q3 2016, worth a combined $13.2B — down 2% from $13.5B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of UBS and 23 opened new positions — a net loss of 24 holders — while 88 trimmed existing stakes and 78 added.

The largest buyer was Franklin Resources, adding an estimated $195M. The largest seller was OppenheimerFunds, exiting entirely with an estimated $393M sold.

  • 223 institutional investors held UBS Group (UBS) as of Q3 2016, down from 251 in Q2 2016.
  • Funds reported $13.2B of UBS Group stock for Q3 2016, down 2% quarter-over-quarter.
  • 23 funds opened new UBS Group positions in Q3 2016 and 47 closed out, a net change of -24 holders.
  • The largest UBS Group buyer in Q3 2016 was Franklin Resources, an estimated $195M added.
  • The largest UBS Group seller in Q3 2016 was OppenheimerFunds, an estimated $393M sold.

Based on aggregated 13F filings for Q3 2016.