Global X Management Company’s UBS Group UBS Stock Holding History

Global X Management Company’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,038	Closed	-$14K	–	1118
2016 Q3	$14K	Sell	1,038 -2,300	-69%	-$31.3K	﹤0.01%	971
2016 Q2	$44K	Buy	3,338 +818	+32%	+$12.5K	﹤0.01%	746
2016 Q1	$46K	Buy	2,520 +1,062	+73%	+$17.2K	﹤0.01%	561
2015 Q4	$28K	Buy	+1,458	New	+$28.5K	﹤0.01%	447
2015 Q3	–	Sell	-1,390	Closed	-$29K	–	1008
2015 Q2	$29K	Sell	1,390 -1,171	-46%	-$24.5K	﹤0.01%	460
2015 Q1	$48K	Buy	+2,561	New	+$44.6K	﹤0.01%	365

Other funds holding UBS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Global X Management Company's UBS Position: Q4 2016 in Review

Global X Management Company sold out of UBS Group (UBS) in Q4 2016, closing a stake of 1,038 shares — an estimated $14K sold.

Global X Management Company first reported a position in UBS in Q1 2015 and held it in 6 quarters. The position peaked at $48K in Q1 2015. 252 funds tracked by Wall St. Rank hold UBS as of Q4 2016.

Global X Management Company reported no remaining UBS Group position as of Q4 2016 after selling out during the quarter.
Global X Management Company sold 1,038 UBS Group shares in Q4 2016, an estimated $14K.
Global X Management Company first reported a position in UBS Group in Q1 2015 and held it in 6 quarters.
Global X Management Company's UBS Group position peaked at $48K in Q1 2015.
252 funds tracked by Wall St. Rank held UBS Group as of Q4 2016.

Based on Global X Management Company's 13F filing for Q4 2016, filed 24 Jan 2017.