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Direxion Daily Small Cap Bear 3x ETF

34 hedge funds and large institutions have $109M invested in Direxion Daily Small Cap Bear 3x ETF in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

257% more call options, than puts

Call options by funds: $108M | Put options by funds: $30.2M

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

48% more capital invested

Capital invested by funds: $73.9M → $109M (+$35.2M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more ownership

Funds ownership: 0.01%0.01% (+0%)

11% less funds holding

Funds holding: 3834 (-4)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
14
Reduced
7
Closed
14
Calls
$108M
Puts
$30.2M
Net Calls
+$77.5M
Net Calls Change
+$19.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$485K -$389K -16 -46%
Citadel Advisors
27
Citadel Advisors
Florida
$328K +$24.3K +1 +9%
Goldman Sachs
28
Goldman Sachs
New York
$225K
WS
29
Wedbush Securities
California
$204K +$194K +8 New
Creative Planning
30
Creative Planning
Kansas
$177K +$24.3K +1 +17%
HCM
31
Horrell Capital Management
Arkansas
$25K
Schroder Investment Management Group
32
Schroder Investment Management Group
United Kingdom
$16.9K +$24.3K +1 New
CLOS
33
Compagnie Lombard Odier SCmA
Switzerland
$16K
NFG
34
Next Financial Group
Texas
$14K +$24.3K +1 New
OIA
35
Optimum Investment Advisors
Illinois
$8K
Bank of America
36
Bank of America
North Carolina
$6K -$777K -32 Closed
ECM
37
Empire Capital Management
Connecticut
-$11.4M -509 Closed
AGM
38
Alpine Global Management
New York
-$3.49M -156 Closed
LPU
39
Lansdowne Partners (UK)
United Kingdom
-$1.4M -63 Closed
HighTower Advisors
40
HighTower Advisors
Illinois
-$438K -20 Closed
ACP
41
Aviance Capital Partners
Florida
-$419K -19 Closed
Nomura Holdings
42
Nomura Holdings
Japan
-$419K -18 Closed
BCM
43
Bourgeon Capital Management
Connecticut
-$279K -13 Closed
Walleye Trading
44
Walleye Trading
New York
-$291K -12 Closed
PCM
45
Potomac Capital Management
New York
-$228K -10 Closed
CA
46
Commerzbank Aktiengesellschaft
Germany
-$209K -9 Closed
VDBMI
47
Van Den Berg Management I
Texas
-$142K -6 Closed
PCM
48
Prelude Capital Management
New York
-$121K -5 Closed
BRWA
49
B. Riley Wealth Advisors
Florida
-$3.24K
PMFA
50
Plante Moran Financial Advisors
Michigan
-$2K

TZA Hedge Fund Activity: Q3 2014 in Review

34 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Small Cap Bear 3x ETF (TZA) for Q3 2014, worth a combined $109M — up 48% from $73.9M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of TZA and 10 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 14 added.

The largest buyer was Two Sigma Investments, adding an estimated $12.1M. The largest seller was Empire Capital Management, exiting entirely with an estimated $11.4M sold.

  • 34 institutional investors held Direxion Daily Small Cap Bear 3x ETF (TZA) as of Q3 2014, down from 38 in Q2 2014.
  • Funds reported $109M of Direxion Daily Small Cap Bear 3x ETF stock for Q3 2014, up 48% quarter-over-quarter.
  • 10 funds opened new Direxion Daily Small Cap Bear 3x ETF positions in Q3 2014 and 14 closed out, a net change of -4 holders.
  • The largest Direxion Daily Small Cap Bear 3x ETF buyer in Q3 2014 was Two Sigma Investments, an estimated $12.1M added.
  • The largest Direxion Daily Small Cap Bear 3x ETF seller in Q3 2014 was Empire Capital Management, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2014.