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Direxion Daily Small Cap Bear 3x ETF

17 hedge funds and large institutions have $49.6M invested in Direxion Daily Small Cap Bear 3x ETF in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.03% less ownership

Funds ownership: 0.06%0.03% (-0.03%)

23% less funds holding

Funds holding: 2217 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

43% less call options, than puts

Call options by funds: $116M | Put options by funds: $204M

47% less capital invested

Capital invested by funds: $92.8M → $49.6M (-$43.2M)

50% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 6

Holders
17
Holders Change
-5
Holders Change %
-22.73%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
3
Reduced
6
Closed
12
Calls
$116M
Puts
$204M
Net Calls
-$88.5M
Net Calls Change
-$19.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TH
1
Timber Hill
Connecticut
$24.6M +$14.8M +667 +87%
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$13.7M -$34.3M -1,546 -66%
Bank of America
3
Bank of America
North Carolina
$1.81M +$2.35M +106 New
TRCT
4
Tower Research Capital (TRC)
New York
$1.69M +$1.53M +69 +230%
WAM
5
Wolverine Asset Management
Illinois
$1.69M +$2.2M +99 New
Morgan Stanley
6
Morgan Stanley
New York
$1.39M -$8.8M -396 -83%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.07M -$133K -6 -9%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.07M -$3.18M -143 -70%
Simplex Trading
9
Simplex Trading
Illinois
$787K +$511K +23 +100%
VKH
10
Virtu KCG Holdings
New York
$786K +$1.02M +46 New
CHAM
11
Clear Harbor Asset Management
Connecticut
$434K +$555K +25 New
WS
12
Wedbush Securities
California
$361K +$467K +21 New
Goldman Sachs
13
Goldman Sachs
New York
$147K -$44.4K -2 -18%
FTUS
14
Flow Traders U.S.
New York
$16K -$178K -8 -89%
WA
15
Winfield Associates
Ohio
$11K +$22.2K +1 New
HCM
16
Horrell Capital Management
Arkansas
$9K +$22.2K +1 New
HR
17
Howe & Rusling
New York
$9K +$22.2K +1 New
CLOS
18
Compagnie Lombard Odier SCmA
Switzerland
$6K
RBC
19
Roble Belko & Company
Pennsylvania
$5K
Barclays
20
Barclays
United Kingdom
$4K
Creative Planning
21
Creative Planning
Kansas
$2K
CS
22
Credit Suisse
Switzerland
-$7.9M -439 Closed
Jane Street
23
Jane Street
New York
-$7.2M -324 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$5.93M -267 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
-$835K -46 Closed

TZA Hedge Fund Activity: Q1 2016 in Review

17 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Small Cap Bear 3x ETF (TZA) for Q1 2016, worth a combined $49.6M — down 47% from $92.8M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of TZA and 8 opened new positions — a net loss of 4 holders — while 6 trimmed existing stakes and 3 added.

The largest buyer was Timber Hill, adding an estimated $14.8M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.3M.

  • 17 institutional investors held Direxion Daily Small Cap Bear 3x ETF (TZA) as of Q1 2016, down from 22 in Q4 2015.
  • Funds reported $49.6M of Direxion Daily Small Cap Bear 3x ETF stock for Q1 2016, down 47% quarter-over-quarter.
  • 8 funds opened new Direxion Daily Small Cap Bear 3x ETF positions in Q1 2016 and 12 closed out, a net change of -4 holders.
  • The largest Direxion Daily Small Cap Bear 3x ETF buyer in Q1 2016 was Timber Hill, an estimated $14.8M added.
  • The largest Direxion Daily Small Cap Bear 3x ETF seller in Q1 2016 was BNP Paribas Financial Markets, an estimated $34.3M sold.

Based on aggregated 13F filings for Q1 2016.