HighTower Advisors’s Direxion Daily Small Cap Bear 3x ETF TZA Stock Holding History

HighTower Advisors’s Portfolio TZA Stock Details TZA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-103	Closed	-$1.1M	–	2043
2016 Q3	$1.1M	Buy	103 +3	+3%	+$35.5K	0.01%	877
2016 Q2	$1.44M	Buy	100 +37	+59%	+$588K	0.02%	729
2016 Q1	$1.07M	Sell	63 -6	-9%	-$133K	﹤0.01%	996
2015 Q4	$1.24M	Buy	+69	New	+$1.2M	0.01%	850
2015 Q3	–	Sell	-106	Closed	-$1.64M	–	1947
2015 Q2	$1.64M	Buy	106 +86	+430%	+$1.35M	0.03%	598
2015 Q1	$323K	Buy	+20	New	+$367K	﹤0.01%	1211
2014 Q3	–	Sell	-20	Closed	-$438K	–	1658
2014 Q2	$438K	Buy	+20	New	+$524K	0.01%	1096

Other funds holding TZA

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

HighTower Advisors's TZA Position: Q4 2016 in Review

HighTower Advisors sold out of Direxion Daily Small Cap Bear 3x ETF (TZA) in Q4 2016, closing a stake of 103 shares — an estimated $1.1M sold.

HighTower Advisors first reported a position in TZA in Q2 2014 and held it in 7 quarters. The position peaked at $1.64M in Q2 2015. 35 funds tracked by Wall St. Rank hold TZA as of Q4 2016.

HighTower Advisors reported no remaining Direxion Daily Small Cap Bear 3x ETF position as of Q4 2016 after selling out during the quarter.
HighTower Advisors sold 103 Direxion Daily Small Cap Bear 3x ETF shares in Q4 2016, an estimated $1.1M.
HighTower Advisors first reported a position in Direxion Daily Small Cap Bear 3x ETF in Q2 2014 and held it in 7 quarters.
HighTower Advisors's Direxion Daily Small Cap Bear 3x ETF position peaked at $1.64M in Q2 2015.
35 funds tracked by Wall St. Rank held Direxion Daily Small Cap Bear 3x ETF as of Q4 2016.

Based on HighTower Advisors's 13F filing for Q4 2016, filed 10 Feb 2017.