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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
NL
101
NVWM LLC
Pennsylvania
$14K – – –
AA
102
Addison Advisors
Vermont
$12K – – –
CFO
103
CVA Family Office
Colorado
$12K – – –
SWM
104
Sugarloaf Wealth Management
Georgia
$11K – – –
TCOV
105
Trust Company of Vermont
Vermont
$8K – – –
APA
106
American Portfolios Advisors
New York
$7.68K +$55 +2 +0.7%
Harbour Investments
107
Harbour Investments
Wisconsin
$7K – – –
Gradient Investments
108
Gradient Investments
Minnesota
$6K +$6.28K +227 New
SIC
109
SJS Investment Consulting
Ohio
$6K +$6.39K +231 New
BlackRock
110
BlackRock
New York
$4K +$4.67K +169 New
SIS
111
Sound Income Strategies
Florida
$2K – – –
Carson Wealth (CWM LLC)
112
Carson Wealth (CWM LLC)
Nebraska
$1K -$5.89K -213 -83%
CFFP
113
Center for Financial Planning
Michigan
$1K – – –
EverSource Wealth Advisors
114
EverSource Wealth Advisors
Alabama
$1K +$1.05K +38 New
SFS
115
Shaker Financial Services
Virginia
– -$6.46M -246,752 Closed
CA
116
Cornerstone Advisors
North Carolina
– -$796K -30,416 Closed
Merit Financial Group
117
Merit Financial Group
Georgia
– -$451K -17,248 Closed
HIG
118
Heritage Investment Group
Florida
– -$450K -17,211 Closed
AQR Arbitrage
119
AQR Arbitrage
Connecticut
– -$353K -13,497 Closed
Citadel Advisors
120
Citadel Advisors
Florida
– -$295K -11,269 Closed
SKK
121
Shepherd Kaplan Krochuk
Massachusetts
– -$272K -10,380 Closed
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
– -$294K -9,626 Closed
QCIG
123
Quad-Cities Investment Group
Iowa
– -$238K -9,093 Closed
NFG
124
Nations Financial Group
Iowa
– -$202K -7,709 Closed
Wolverine Asset Management
125
Wolverine Asset Management
Illinois
– -$157K -6,029 Closed