Simplify Short Term Treasury Futures Strategy ETF
TUA
78 hedge funds and large institutions have $660M invested in Simplify Short Term Treasury Futures Strategy ETF in 2023 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 5 closing their positions.
840% more first-time investments, than exits
New positions opened: 47 | Existing positions closed: 5
117% more funds holding
Funds holding: 36 → 78 (+42)
40% more funds holding in top 10
Funds holding in top 10: 5 → 7 (+2)
33% more capital invested
Capital invested by funds: $497M → $660M (+$163M)
14% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 14
2.16% less ownership
Funds ownership: 82.67% → 80.51% (-2.2%)
92% less call options, than puts
Call options by funds: $215K | Put options by funds: $2.63M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCM
Hollencrest Capital Management
Newport Beach,
California
|
+$22.2M |
| 2 |
TF
Trek Financial
Scottsdale,
Arizona
|
+$20.6M |
| 3 |
Rockefeller Capital Management
New York
|
+$9.9M |
| 4 |
New York State Common Retirement Fund
Albany,
New York
|
+$9.86M |
| 5 |
Schroder Investment Management Group
London,
United Kingdom
|
+$9.86M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
-$13.7M |
| 2 |
Jane Street
New York
|
-$9.02M |
| 3 |
Truist Financial
Charlotte,
North Carolina
|
-$2.62M |
| 4 |
SAM
Simplify Asset Management
Las Vegas,
Nevada
|
-$2.46M |
| 5 |
DWM
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
-$2.17M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RWPA
76
Richard W. Paul & Associates
Novi,
Michigan
| $1.06K | +$245 | +11 | +31% |
|
|
TAM
77
Tucker Asset Management
Littleton,
Colorado
| $278 | +$267 | +12 | New |
|
|
FEG
78
Financial Enhancement Group
Anderson,
Indiana
| – | -$13.7M | -628,011 | Closed |
|
|
AA
79
AlphaQ Advisors
Winter Park,
Florida
| – | -$352K | -16,130 | Closed |
|
|
OMC
80
Old Mission Capital
Chicago,
Illinois
| – | -$333K | -15,225 | Closed |
|
81
UBS Group
Zurich,
Switzerland
| – | -$2.73K | -125 | Closed |
|
82
Fidelity Investments
Boston,
Massachusetts
| – | -$44 | -2 | Closed |
|
|
WP
83
WMS Partners
Towson,
Maryland
| – | +$222K | +10,000 | New |
|
TUA Hedge Fund Activity: Q4 2023 in Review
78 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify Short Term Treasury Futures Strategy ETF (TUA) for Q4 2023, worth a combined $660M — up 33% from $497M a quarter earlier.
Buyers outnumbered sellers: 47 funds opened new TUA positions and 5 closed out — a net gain of 42 holders — while 16 added to existing stakes and 14 trimmed.
The largest buyer was Hollencrest Capital Management, adding an estimated $22.2M. The largest seller was Financial Enhancement Group, exiting entirely with an estimated $13.7M sold.
- 78 institutional investors held Simplify Short Term Treasury Futures Strategy ETF (TUA) as of Q4 2023, up from 36 in Q3 2023.
- Funds reported $660M of Simplify Short Term Treasury Futures Strategy ETF stock for Q4 2023, up 33% quarter-over-quarter.
- 47 funds opened new Simplify Short Term Treasury Futures Strategy ETF positions in Q4 2023 and 5 closed out, a net change of +42 holders.
- The largest Simplify Short Term Treasury Futures Strategy ETF buyer in Q4 2023 was Hollencrest Capital Management, an estimated $22.2M added.
- The largest Simplify Short Term Treasury Futures Strategy ETF seller in Q4 2023 was Financial Enhancement Group, an estimated $13.7M sold.
Based on aggregated 13F filings for Q4 2023.