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AAM Transformers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$34.3M +$1.25M +37,547 +4%
SWM
2
SeaCrest Wealth Management
New York
$1.03M +$510K +15,334 +109%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$874K -$8.58K -258 -1%
KPWS
4
Kestra Private Wealth Services
Texas
$738K +$704K +21,169 New
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$704K +$80.4K +2,417 +14%
FMTC
6
Farmers & Merchants Trust Company
California
$548K +$6.62K +199 +1%
Mariner
7
Mariner
Kansas
$453K +$209K +6,285 +94%
Osaic Holdings
8
Osaic Holdings
Arizona
$451K +$173K +5,211 +67%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$270K +$258K +7,746 New
PTC
10
Private Trust Company
Ohio
$119K +$10.8K +325 +11%
Morgan Stanley
11
Morgan Stanley
New York
$41.8K +$39.9K +1,200 New
UBS Group
12
UBS Group
Switzerland
$19.3K +$18.5K +555 New