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AAM Transformers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$30.7M +$5.24M +162,987 +22%
FMTC
2
Farmers & Merchants Trust Company
California
$526K +$125K +3,893 +33%
SWM
3
SeaCrest Wealth Management
New York
$474K -$225 -7 -0%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$315K +$301K +9,370 New
Goldman Sachs
5
Goldman Sachs
New York
$283K -$359K -11,143 -57%
CA
6
Cetera Advisors
Colorado
$230K +$220K +6,845 New
PTC
7
Private Trust Company
Ohio
$88.6K -$9.69K -301 -10%
Osaic Holdings
8
Osaic Holdings
Arizona
$78.2K +$36.2K +1,125 +94%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$61K +$58.4K +1,814 New
Bank of America
10
Bank of America
North Carolina
-$1.08K -34 Closed