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TriplePoint Venture Growth BDC

68 hedge funds and large institutions have $127M invested in TriplePoint Venture Growth BDC in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 7

13% more funds holding

Funds holding: 6068 (+8)

13% more capital invested

Capital invested by funds: $113M → $127M (+$14.7M)

0.8% less ownership

Funds ownership: 31.87%31.07% (-0.8%)

17% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 23

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
15
Increased
19
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$157K +$132K +8,398 +757%
CH
52
Canton Hathaway
Rhode Island
$132K +$125K +8,000 New
ASN
53
Advisory Services Network
Georgia
$131K
AG
54
Advisor Group
Arizona
$106K +$59K +3,763 +142%
Deutsche Bank
55
Deutsche Bank
Germany
$102K +$29K +1,852 +43%
Victory Capital Management
56
Victory Capital Management
Texas
$74K +$70K +4,469 New
SIS
57
Sound Income Strategies
Florida
$42K
Bank of America
58
Bank of America
North Carolina
$40K +$6.58K +420 +21%
APA
59
American Portfolios Advisors
New York
$22.6K
TRCT
60
Tower Research Capital (TRC)
New York
$22K -$9.09K -580 -30%
EWM
61
Endurance Wealth Management
Rhode Island
$21K +$19.6K +1,250 New
AWM
62
Avior Wealth Management
Nebraska
$19K
Lazard Asset Management
63
Lazard Asset Management
New York
$14K +$14.2K +907 New
QCIG
64
Quad-Cities Investment Group
Iowa
$5K
DOA
65
D'Orazio & Associates
Virginia
$3K +$63 +4 +2%
FANJ
66
Financial Architects (New Jersey)
New Jersey
$3K +$3.13K +200 New
Barclays
67
Barclays
United Kingdom
$1K -$1K -64 -64%
AM
68
Ares Management
California
-$909K -63,881 Closed
WS
69
Wedbush Securities
California
-$272K -19,147 Closed
Canada Life
70
Canada Life
Manitoba, Canada
-$102K -7,180 Closed
AG
71
Aperio Group
California
-$21K -1,451 Closed
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
-$11K -800 Closed
APC
73
Aspire Private Capital
North Carolina
-$9K -636 Closed
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
-$5K -346 Closed
PCIA
75
Prime Capital Investment Advisors
Kansas
+$16 +1 +7%

TPVG Hedge Fund Activity: Q3 2019 in Review

68 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in TriplePoint Venture Growth BDC (TPVG) for Q3 2019, worth a combined $127M — up 13% from $113M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new TPVG positions and 7 closed out — a net gain of 8 holders — while 19 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.57M. The largest seller was Putnam Investments, cutting an estimated $2.81M.

  • 68 institutional investors held TriplePoint Venture Growth BDC (TPVG) as of Q3 2019, up from 60 in Q2 2019.
  • Funds reported $127M of TriplePoint Venture Growth BDC stock for Q3 2019, up 13% quarter-over-quarter.
  • 15 funds opened new TriplePoint Venture Growth BDC positions in Q3 2019 and 7 closed out, a net change of +8 holders.
  • The largest TriplePoint Venture Growth BDC buyer in Q3 2019 was Morgan Stanley, an estimated $1.57M added.
  • The largest TriplePoint Venture Growth BDC seller in Q3 2019 was Putnam Investments, an estimated $2.81M sold.

Based on aggregated 13F filings for Q3 2019.