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TriplePoint Venture Growth BDC
TPVG

71 hedge funds and large institutions have $115M invested in TriplePoint Venture Growth BDC in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 18

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4% more funds holding

Funds holding: 68 → 71 (+3)

1.42% more ownership

Funds ownership: 31.07% → 32.49% (+1.4%)

10% less capital invested

Capital invested by funds: $127M → $115M (-$12.2M)

57% less call options, than puts

Call options by funds: $234K | Put options by funds: $549K

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
71
Holders Change
+3
Holders Change %
+4.41%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
26
Reduced
18
Closed
12
Calls
$234K
Puts
$549K
Net Calls
-$315K
Net Calls Change
-$315K

Top Buyers

Rank Fund Capital Flow
1
PI
Putnam Investments
Massachusetts
+$2.69M
2
CIM
Confluence Investment Management
Missouri
+$2.49M
3
RA
Resource America
New York
+$1.77M
4
VEA
Virtus ETF Advisers
New York
+$1.1M
5
Cerity Partners
Cerity Partners
New York
+$1.03M

Top Sellers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$2.27M
2
BCM
Beck Capital Management
Texas
-$1.35M
3
UBS Group
UBS Group
Switzerland
-$851K
4
Two Sigma Investments
Two Sigma Investments
New York
-$733K
5
SEI Investments
SEI Investments
Pennsylvania
-$639K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$808K -$127K -8,310 -13%
TYCC
27
Texas Yale Capital Corp
Florida
$707K – – –
SI
28
Stephens Inc
Arkansas
$694K +$747K +48,785 New
SCM
29
Shelton Capital Management
Colorado
$480K -$107K -7,000 -17%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$470K -$111K -7,281 -18%
LPL Financial
31
LPL Financial
California
$438K +$472K +30,823 New
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$433K +$110K +7,207 +31%
FAAS
33
First Allied Advisory Services
California
$416K +$79.7K +5,208 +22%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$328K +$352K +23,000 New
KeyBank National Association
35
KeyBank National Association
Ohio
$290K +$312K +20,400 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$256K -$51.9K -3,387 -16%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$230K +$91.1K +5,951 +58%
EGA
38
Eagle Global Advisors
Texas
$212K +$41.3K +2,700 +22%
P
39
&Partners
Tennessee
$196K -$26.3K -1,719 -11%
AG
40
Advisor Group
Arizona
$196K +$114K +7,444 +116%
RJA
41
Raymond James & Associates
Florida
$178K +$192K +12,546 New
WSTAM
42
Wilbanks Smith & Thomas Asset Management
Virginia
$171K – – –
GIM
43
Greenwich Investment Management
Connecticut
$155K +$166K +10,870 New
Wolverine Trading
44
Wolverine Trading
Illinois
$155K +$167K +10,884 New
Stifel Financial
45
Stifel Financial
Missouri
$154K +$1.78K +116 +1%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$141K +$6.15K +402 +4%
SPIA
47
Steward Partners Investment Advisory
New York
$134K -$26.2K -1,713 -15%
ASN
48
Advisory Services Network
Georgia
$134K +$3.69K +241 +3%
Canada Life
49
Canada Life
Manitoba, Canada
$116K +$125K +8,193 New
CH
50
Canton Hathaway
Rhode Island
$114K – – –
1
2
3 4

TPVG Hedge Fund Activity: Q4 2019 in Review

71 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in TriplePoint Venture Growth BDC (TPVG) for Q4 2019, worth a combined $115M — down 9.6% from $127M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new TPVG positions and 12 closed out — a net gain of 5 holders — while 26 added to existing stakes and 18 trimmed.

The largest buyer was Putnam Investments, adding an estimated $2.69M. The largest seller was Acadian Asset Management, cutting an estimated $2.27M.

  • 71 institutional investors held TriplePoint Venture Growth BDC (TPVG) as of Q4 2019, up from 68 in Q3 2019.
  • Funds reported $115M of TriplePoint Venture Growth BDC stock for Q4 2019, down 9.6% quarter-over-quarter.
  • 17 funds opened new TriplePoint Venture Growth BDC positions in Q4 2019 and 12 closed out, a net change of +5 holders.
  • The largest TriplePoint Venture Growth BDC buyer in Q4 2019 was Putnam Investments, an estimated $2.69M added.
  • The largest TriplePoint Venture Growth BDC seller in Q4 2019 was Acadian Asset Management, an estimated $2.27M sold.

Based on aggregated 13F filings for Q4 2019.