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TriplePoint Venture Growth BDC
TPVG

Overview Fund Activity

42 hedge funds and large institutions have $111M invested in TriplePoint Venture Growth BDC in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
13
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KACA
1
Kayne Anderson Capital Advisors
California
$2.34M
2
AAM
2
Advisors Asset Management
Colorado
$9.33M
3
PFMOSF
3
Philadelphia Financial Management of San Francisco
California
$17.6M
4
BCM
4
Buckhead Capital Management
Georgia
$758K
5
GC
5
Guggenheim Capital
Illinois
$626K

Top Sellers

1
EIM
1
Essex Investment Management
Massachusetts
$476K
2
Millennium Management
2
Millennium Management
New York
$1.45M
3
Neuberger Berman Group
3
Neuberger Berman Group
New York
$741K
4
PI
4
Putnam Investments
Massachusetts
$4.26M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$861K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
$626K +$626K +52,395 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$594K +$21.7K +1,809 +4%
DM
28
Delphi Management
Massachusetts
$539K -$205K -17,100 -28%
EIM
29
Essex Investment Management
Massachusetts
$476K -$1.85M -154,465 -80%
Citadel Advisors
30
Citadel Advisors
Florida
$330K -$312K -26,036 -49%
WSTAM
31
Wilbanks Smith & Thomas Asset Management
Virginia
$299K – – –
LPL Financial
32
LPL Financial
California
$246K +$246K +20,482 New
YP
33
Yellowstone Partners
Idaho
$150K -$103K -8,616 -41%
WRM
34
Westport Resources Management
Connecticut
$148K -$36.5K -3,060 -20%
Citigroup
35
Citigroup
New York
$115K -$12.8K -1,078 -10%
IWM
36
Integrated Wealth Management
California
$6K – – –
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.8K +$972 +81,259 +34%
HI
38
Hudock Inc
Pennsylvania
$3K +$1K +100 +50%
DOA
39
D'Orazio & Associates
Virginia
$2K – – –
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$2K +$2K +150 New
FMP
41
Financial Management Professionals
Texas
$1K – – –
RCM
42
Rivernorth Capital Management
Florida
– -$558K -55,029 Closed
CS
43
Credit Suisse
Switzerland
– -$522K -51,500 Closed
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
– -$187K -18,453 Closed
Deutsche Bank
45
Deutsche Bank
Germany
– -$176K -17,377 Closed
Goldman Sachs
46
Goldman Sachs
New York
– -$156K -15,420 Closed
M&T Bank
47
M&T Bank
New York
– -$142K -14,000 Closed
PP
48
PDT Partners
New York
– -$104K -10,252 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– -$20K -2,000 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– -$6K -591 Closed
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