Integrated Wealth Management (Palm Desert)’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-500	Closed	-$5K	–	931
2016 Q3	$5K	Hold	500	–	–	﹤0.01%	914
2016 Q2	$5K	Hold	500	–	–	﹤0.01%	928
2016 Q1	$5K	Hold	500	–	–	﹤0.01%	860
2015 Q4	$6K	Hold	500	–	–	﹤0.01%	901
2015 Q3	$5K	Hold	500	–	–	﹤0.01%	951
2015 Q2	$7K	Hold	500	–	–	﹤0.01%	887
2015 Q1	$7K	Buy	+500	New	+$7.28K	﹤0.01%	855

Other funds holding TPVG

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s TPVG Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of TriplePoint Venture Growth BDC (TPVG) in Q4 2016, closing a stake of 500 shares — an estimated $5K sold.

Integrated Wealth Management (Palm Desert) first reported a position in TPVG in Q1 2015 and held it in 7 quarters. The position peaked at $7K in Q2 2015. 52 funds tracked by Wall St. Rank hold TPVG as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining TriplePoint Venture Growth BDC position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 500 TriplePoint Venture Growth BDC shares in Q4 2016, an estimated $5K.
Integrated Wealth Management (Palm Desert) first reported a position in TriplePoint Venture Growth BDC in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s TriplePoint Venture Growth BDC position peaked at $7K in Q2 2015.
52 funds tracked by Wall St. Rank held TriplePoint Venture Growth BDC as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.