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Direxion Daily Small Cap Bull 3x ETF
TNA

37 hedge funds and large institutions have $187M invested in Direxion Daily Small Cap Bull 3x ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3% more funds holding

Funds holding: 36 → 37 (+1)

6% less capital invested

Capital invested by funds: $199M → $187M (-$12M)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

36.1% less ownership

Funds ownership: 77.93% → 41.83% (-36%)

39% less call options, than puts

Call options by funds: $210M | Put options by funds: $344M

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
9
Reduced
13
Closed
10
Calls
$210M
Puts
$344M
Net Calls
-$134M
Net Calls Change
-$119M

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$19.4M
2
Barclays
Barclays
United Kingdom
+$9.53M
3
VKH
Virtu KCG Holdings
New York
+$5.06M
4
WAM
Wolverine Asset Management
Illinois
+$3.43M
5
SG Americas Securities
SG Americas Securities
New York
+$2.62M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$86M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.14M
3
Morgan Stanley
Morgan Stanley
New York
-$6.19M
4
VF
Virtu Financial
New York
-$3.65M
5
Walleye Trading
Walleye Trading
New York
-$1.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
FWCM
26
First Western Capital Management
California
$350K +$311K +9,032 New
AC
27
AFAM Capital
Texas
$348K -$22.4K -652 -7%
PCM
28
Prelude Capital Management
New York
$339K +$1.38M +40,000 New
HFM
29
Hartford Financial Management
Connecticut
$272K -$32.9K -956 -12%
EWA
30
Exencial Wealth Advisors
Oklahoma
$253K -$42K -1,222 -16%
U
31
UBS
Switzerland
$149K -$301K -8,748 -69%
Creative Planning
32
Creative Planning
Kansas
$57K – – –
Bank of America
33
Bank of America
North Carolina
$47K -$1.57M -45,684 -97%
WA
34
WFG Advisors
Texas
$31K -$6.81K -198 -20%
Ameriprise
35
Ameriprise
Minnesota
$23K +$206 +6 +1%
TRCT
36
Tower Research Capital (TRC)
New York
$19K +$16.4K +478 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$2K +$1.72K +50 New
VF
38
Virtu Financial
New York
– -$3.65M -116,380 Closed
Jane Street
39
Jane Street
New York
– -$1.51M -43,800 Closed
Citigroup
40
Citigroup
New York
– -$856K -27,310 Closed
QC
41
QCM Cayman
Texas
– -$556K -17,730 Closed
CAM
42
CMT Asset Management
Illinois
– -$318K -10,140 Closed
Nomura Holdings
43
Nomura Holdings
Japan
– -$213K -6,800 Closed
RIA
44
Regal Investment Advisors
Michigan
– -$161K -5,130 Closed
AA
45
AlphaMark Advisors
Kentucky
– -$4K -140 Closed
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
– -$4K -116 Closed
Wells Fargo
47
Wells Fargo
California
– -$69 -2 Closed
1
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TNA Hedge Fund Activity: Q4 2013 in Review

37 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Small Cap Bull 3x ETF (TNA) for Q4 2013, worth a combined $187M — down 6% from $199M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new TNA positions and 10 closed out — a net gain of 1 holder — while 9 added to existing stakes and 13 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $19.4M. The largest seller was Credit Suisse, cutting an estimated $86M.

  • 37 institutional investors held Direxion Daily Small Cap Bull 3x ETF (TNA) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $187M of Direxion Daily Small Cap Bull 3x ETF stock for Q4 2013, down 6% quarter-over-quarter.
  • 11 funds opened new Direxion Daily Small Cap Bull 3x ETF positions in Q4 2013 and 10 closed out, a net change of +1 holder.
  • The largest Direxion Daily Small Cap Bull 3x ETF buyer in Q4 2013 was Goldman Sachs, an estimated $19.4M added.
  • The largest Direxion Daily Small Cap Bull 3x ETF seller in Q4 2013 was Credit Suisse, an estimated $86M sold.

Based on aggregated 13F filings for Q4 2013.