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PIMCO Broad US TIPS Index Exchange-Traded Fund

21 hedge funds and large institutions have $15.4M invested in PIMCO Broad US TIPS Index Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $14.1M → $15.4M (+$1.36M)

3.76% more ownership

Funds ownership: 27.46%31.23% (+3.8%)

5% less funds holding

Funds holding: 2221 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

78% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 9

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
2
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.56M +$4.52M +80,523 +223%
LPL Financial
2
LPL Financial
California
$1.79M -$44.7K -797 -2%
BCM
3
Bluefin Capital Management
New York
$900K -$2.24M -39,972 -71%
Stifel Financial
4
Stifel Financial
Missouri
$857K +$855K +15,238 New
PA
5
Pinnacle Associates
New York
$850K -$5.56K -99 -0.7%
NPC
6
National Planning Corporation
California
$756K +$759K +13,517 New
VKH
7
Virtu KCG Holdings
New York
$714K -$306K -5,450 -30%
ASN
8
Advisory Services Network
Georgia
$632K -$6.68K -119 -1%
AIM
9
Allen Investment Management
New York
$564K
EWM
10
Empirical Wealth Management
Washington
$436K
Bank of America
11
Bank of America
North Carolina
$356K -$1.43M -25,426 -80%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$296K -$9.82K -175 -3%
Morgan Stanley
13
Morgan Stanley
New York
$266K -$390K -6,955 -60%
Wells Fargo
14
Wells Fargo
California
$162K +$20.8K +370 +15%
Creative Planning
15
Creative Planning
Kansas
$124K
U
16
UBS
Switzerland
$104K -$52.1K -929 -33%
LFR
17
Lehman Financial Resources
Pennsylvania
$23K
NES
18
New England Securities
New York
$17K +$17.1K +305 New
TAIM
19
TD Ameritrade Investment Management
Nebraska
$15K +$14.9K +266 New
AIG
20
American International Group
New York
$2.64K
MFS
21
MSI Financial Services
Massachusetts
$1K
WIM
22
Windhaven Investment Management
Massachusetts
-$514K -9,327 Closed
JG
23
Jefferies Group
New York
-$55K -999 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$16K -293 Closed
Citigroup
25
Citigroup
New York
-$8K -150 Closed

TIPZ Hedge Fund Activity: Q1 2014 in Review

21 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in PIMCO Broad US TIPS Index Exchange-Traded Fund (TIPZ) for Q1 2014, worth a combined $15.4M — up 9.6% from $14.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of TIPZ and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 2 added.

The largest buyer was Royal Bank of Canada, adding an estimated $4.52M. The largest seller was Bluefin Capital Management, cutting an estimated $2.24M.

  • 21 institutional investors held PIMCO Broad US TIPS Index Exchange-Traded Fund (TIPZ) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $15.4M of PIMCO Broad US TIPS Index Exchange-Traded Fund stock for Q1 2014, up 9.6% quarter-over-quarter.
  • 4 funds opened new PIMCO Broad US TIPS Index Exchange-Traded Fund positions in Q1 2014 and 5 closed out, a net change of -1 holder.
  • The largest PIMCO Broad US TIPS Index Exchange-Traded Fund buyer in Q1 2014 was Royal Bank of Canada, an estimated $4.52M added.
  • The largest PIMCO Broad US TIPS Index Exchange-Traded Fund seller in Q1 2014 was Bluefin Capital Management, an estimated $2.24M sold.

Based on aggregated 13F filings for Q1 2014.