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PIMCO Broad US TIPS Index Exchange-Traded Fund

22 hedge funds and large institutions have $14.1M invested in PIMCO Broad US TIPS Index Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

0% more funds holding

Funds holding: 2222 (0)

1.35% less ownership

Funds ownership: 28.81%27.46% (-1.3%)

16% less capital invested

Capital invested by funds: $16.7M → $14.1M (-$2.66M)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Bluefin Capital Management
New York
$3.11M +$573K +10,221 +22%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.99M -$768K -13,708 -28%
LPL Financial
3
LPL Financial
California
$1.8M -$3.87K -69 -0.2%
Bank of America
4
Bank of America
North Carolina
$1.75M +$1.33M +23,689 +294%
VKH
5
Virtu KCG Holdings
New York
$1M -$1.97M -35,090 -66%
PA
6
Pinnacle Associates
New York
$838K -$5.6K -100 -0.7%
Morgan Stanley
7
Morgan Stanley
New York
$644K +$313K +5,578 +91%
ASN
8
Advisory Services Network
Georgia
$625K -$11K -197 -2%
AIM
9
Allen Investment Management
New York
$552K -$359K -6,400 -39%
WIM
10
Windhaven Investment Management
Massachusetts
$514K +$523K +9,327 New
EWM
11
Empirical Wealth Management
Washington
$427K +$392 +7 +0.1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$299K -$8.4K -150 -3%
U
13
UBS
Switzerland
$154K -$138K -2,465 -47%
Wells Fargo
14
Wells Fargo
California
$138K -$28.7K -512 -17%
Creative Planning
15
Creative Planning
Kansas
$121K
JG
16
Jefferies Group
New York
$55K +$56K +999 New
LFR
17
Lehman Financial Resources
Pennsylvania
$22K
Deutsche Bank
18
Deutsche Bank
Germany
$16K -$16.4K -293 -50%
Citigroup
19
Citigroup
New York
$8K +$8.4K +150 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$7K
AIG
21
American International Group
New York
$2.59K
MFS
22
MSI Financial Services
Massachusetts
$1K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$902K -15,963 Closed
ST
24
Smithfield Trust
Pennsylvania
-$21K -375 Closed

TIPZ Hedge Fund Activity: Q4 2013 in Review

22 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Broad US TIPS Index Exchange-Traded Fund (TIPZ) for Q4 2013, worth a combined $14.1M — down 16% from $16.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new TIPZ positions and 2 closed out — a net gain of 1 holder — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $1.33M. The largest seller was Virtu KCG Holdings, cutting an estimated $1.97M.

  • 22 institutional investors held PIMCO Broad US TIPS Index Exchange-Traded Fund (TIPZ) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $14.1M of PIMCO Broad US TIPS Index Exchange-Traded Fund stock for Q4 2013, down 16% quarter-over-quarter.
  • 3 funds opened new PIMCO Broad US TIPS Index Exchange-Traded Fund positions in Q4 2013 and 2 closed out, a net change of +1 holder.
  • The largest PIMCO Broad US TIPS Index Exchange-Traded Fund buyer in Q4 2013 was Bank of America, an estimated $1.33M added.
  • The largest PIMCO Broad US TIPS Index Exchange-Traded Fund seller in Q4 2013 was Virtu KCG Holdings, an estimated $1.97M sold.

Based on aggregated 13F filings for Q4 2013.