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FlexShares iBoxx 5-Year Target Duration TIPS Index Fund

34 hedge funds and large institutions have $378M invested in FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

17% more funds holding

Funds holding: 2934 (+5)

6% more capital invested

Capital invested by funds: $357M → $378M (+$21M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.53% less ownership

Funds ownership: 95.45%93.93% (-1.5%)

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
0.85%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
9
Increased
14
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$191M -$1.58M -62,851 -0.8%
RBC
2
Ronald Blue & Co
Georgia
$121M +$5.78M +229,395 +5%
EK
3
Evensky & Katz
Florida
$22.6M +$1.24M +49,151 +6%
NA
4
Nottingham Advisors
New York
$6.8M +$6.84M +271,776 New
Bank of America
5
Bank of America
North Carolina
$6.2M +$238K +9,435 +4%
KFS
6
Kissinger Financial Services
Maryland
$6.16M +$907K +36,013 +17%
UBS Group
7
UBS Group
Switzerland
$5.98M +$5.9M +234,171 +4,910%
Northern Trust
8
Northern Trust
Illinois
$2.75M +$16.4M +651,120 +7%
Wells Fargo
9
Wells Fargo
California
$2.11M +$607K +24,114 +40%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.88M +$1.16M +46,035 +157%
Morgan Stanley
11
Morgan Stanley
New York
$1.51M +$75K +2,977 +5%
LPL Financial
12
LPL Financial
California
$1.5M +$114K +4,543 +8%
Wolverine Trading
13
Wolverine Trading
Illinois
$1.41M +$1.42M +56,401 New
Citadel Advisors
14
Citadel Advisors
Florida
$1.36M +$1.37M +54,470 New
Ameriprise
15
Ameriprise
Minnesota
$1.31M +$1.32M +52,351 New
VKH
16
Virtu KCG Holdings
New York
$714K +$719K +28,557 New
LC
17
Lourd Capital
California
$520K -$7.68K -305 -1%
CB
18
Community Bank
New York
$460K +$463K +18,395 New
WPA
19
West Paces Advisors
Georgia
$455K +$458K +18,205 New
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$433K +$151K +6,001 +53%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$385K +$2.17K +86 +0.6%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$283K +$271K +10,781 +2,042%
BCI
23
Brinker Capital Investments
Pennsylvania
$250K
GC
24
Guggenheim Capital
Illinois
$250K +$252K +10,000 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$149K +$14.3K +568 +11%

TDTF Hedge Fund Activity: Q4 2016 in Review

34 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in FlexShares iBoxx 5-Year Target Duration TIPS Index Fund (TDTF) for Q4 2016, worth a combined $378M — up 5.9% from $357M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TDTF positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Northern Trust, adding an estimated $16.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $1.58M.

  • 34 institutional investors held FlexShares iBoxx 5-Year Target Duration TIPS Index Fund (TDTF) as of Q4 2016, up from 29 in Q3 2016.
  • Funds reported $378M of FlexShares iBoxx 5-Year Target Duration TIPS Index Fund stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 9 funds opened new FlexShares iBoxx 5-Year Target Duration TIPS Index Fund positions in Q4 2016 and 4 closed out, a net change of +5 holders.
  • The largest FlexShares iBoxx 5-Year Target Duration TIPS Index Fund buyer in Q4 2016 was Northern Trust, an estimated $16.4M added.
  • The largest FlexShares iBoxx 5-Year Target Duration TIPS Index Fund seller in Q4 2016 was Charles Schwab Investment Advisory, an estimated $1.58M sold.

Based on aggregated 13F filings for Q4 2016.