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FlexShares iBoxx 5-Year Target Duration TIPS Index Fund

23 hedge funds and large institutions have $230M invested in FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

1.05% more ownership

Funds ownership: 92.13%93.18% (+1%)

0% more funds holding

Funds holding: 2323 (0)

7% less capital invested

Capital invested by funds: $248M → $230M (-$17.7M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
4
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$193M -$775K -31,329 -0.4%
EK
2
Evensky & Katz
Florida
$17.4M +$1.2M +48,593 +8%
Bank of America
3
Bank of America
North Carolina
$6.53M +$3.65M +147,487 +133%
SMH
4
Sanders Morris Harris
Texas
$2.27M +$2.22M +89,805 New
Northern Trust
5
Northern Trust
Illinois
$2.23M +$5.95M +240,334 +3%
LPL Financial
6
LPL Financial
California
$2.23M +$466K +18,818 +27%
Wells Fargo
7
Wells Fargo
California
$1.61M -$146K -5,911 -8%
LC
8
Lourd Capital
California
$1.36M -$31.3M -1,263,721 -96%
Morgan Stanley
9
Morgan Stanley
New York
$995K +$457K +18,482 +88%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$652K -$1.1M -44,637 -63%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$407K +$13.7K +553 +4%
Jane Street
12
Jane Street
New York
$293K +$287K +11,593 New
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$259K +$866 +35 +0.3%
BCI
14
Brinker Capital Investments
Pennsylvania
$253K +$247K +10,000 New
AP
15
Atwood & Palmer
Missouri
$73K
UBS Group
16
UBS Group
Switzerland
$41K -$127K -5,114 -76%
AIG
17
American International Group
New York
$29K +$18.6K +752 +199%
Citigroup
18
Citigroup
New York
$21K +$3.04K +123 +17%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$7K
WTB
20
Washington Trust Bank
Washington
$4K
M
21
MOTCO
Texas
$3K
TIM
22
Tortoise Investment Management
New York
$1K +$767 +31 New
PMFA
23
Plante Moran Financial Advisors
Michigan
-$122K -5,025 Closed
MA
24
MUFG Americas
New York
-$20K -824 Closed
EWM
25
Evercore Wealth Management
New York
-$3K -104 Closed

TDTF Hedge Fund Activity: Q1 2016 in Review

23 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in FlexShares iBoxx 5-Year Target Duration TIPS Index Fund (TDTF) for Q1 2016, worth a combined $230M — down 7.2% from $248M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TDTF positions and 3 closed out — a net gain of 1 holder — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Northern Trust, adding an estimated $5.95M. The largest seller was Lourd Capital, cutting an estimated $31.3M.

  • 23 institutional investors held FlexShares iBoxx 5-Year Target Duration TIPS Index Fund (TDTF) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $230M of FlexShares iBoxx 5-Year Target Duration TIPS Index Fund stock for Q1 2016, down 7.2% quarter-over-quarter.
  • 4 funds opened new FlexShares iBoxx 5-Year Target Duration TIPS Index Fund positions in Q1 2016 and 3 closed out, a net change of +1 holder.
  • The largest FlexShares iBoxx 5-Year Target Duration TIPS Index Fund buyer in Q1 2016 was Northern Trust, an estimated $5.95M added.
  • The largest FlexShares iBoxx 5-Year Target Duration TIPS Index Fund seller in Q1 2016 was Lourd Capital, an estimated $31.3M sold.

Based on aggregated 13F filings for Q1 2016.